UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
VanEck High Yield Muni ETF
HYD
$4.44B
| $87.5M | 0.05% |
1,356,225
+56,791
| +4% | +$3.67M |
|
352
iShares US Technology ETF
IYW
$23.5B
| $87.4M | 0.05% |
2,938,396
+432,980
| +17% | +$12.4M |
|
353
EOG Resources
EOG
$77.5B
| $87.1M | 0.05% |
900,252
-491,588
| -35% | -$43.2M |
|
|
RDS.A
354
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $86.9M | 0.05% |
1,736,525
+463,879
| +36% | +$23.7M |
|
355
Blackrock
BLK
$170B
| $86.9M | 0.05% |
239,836
-7,153
| -3% | -$2.6M |
|
356
BP
BP
$114B
| $86.6M | 0.05% |
2,926,822
-302,256
| -9% | -$8.77M |
|
357
Dominion Energy
D
$61.3B
| $86.4M | 0.05% |
1,163,369
-121,366
| -9% | -$9.25M |
|
358
iShares Russell 1000 ETF
IWB
$47.9B
| $86M | 0.05% |
713,636
+29,862
| +4% | +$3.59M |
|
359
PUT
Citigroup
C
$222B
| $85.9M | 0.05% |
1,818,000
-118,700
| -6% | -$5.4M |
|
360
Halliburton
HAL
$26.4B
| $85.7M | 0.05% |
1,909,277
-2,509,978
| -57% | -$110M |
|
|
TFCF
361
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $85.5M | 0.05% |
3,457,133
+3,792
| +0.1% | +$98.8K |
|
362
CALL
SBA Communications
SBAC
$19.3B
| $85M | 0.05% |
758,100
+8,000
| +1% | +$905K |
|
363
PUT
Humana
HUM
$44B
| $85M | 0.05% |
480,500
+265,500
| +123% | +$46.1M |
|
364
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
| $84.9M | 0.05% |
643,940
+12,749
| +2% | +$1.66M |
|
365
CALL
Microsoft
MSFT
$3.35T
| $84.8M | 0.05% |
1,472,800
-261,259
| -15% | -$14.7M |
|
|
PCI
366
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $84.1M | 0.05% |
4,125,033
-27,382
| -0.7% | -$545K |
|
367
KKR & Co
KKR
$90.7B
| $83.9M | 0.05% |
5,885,047
+1,241,211
| +27% | +$17.6M |
|
|
AGN
368
CALL
DELISTED
Allergan plc
AGN
| $83.5M | 0.05% |
362,500
-203,600
| -36% | -$49.8M |
|
369
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
| $82.7M | 0.05% |
1,146,900
+230,900
| +25% | +$17M |
|
370
CALL
Pfizer
PFE
$142B
| $82.2M | 0.05% |
2,559,112
-303,763
| -11% | -$10.2M |
|
371
Williams Companies
WMB
$86.7B
| $82.2M | 0.05% |
2,673,592
-46,626
| -2% | -$1.24M |
|
372
ProShares Short S&P500
SH
$913M
| $82.1M | 0.05% |
539,344
-60,008
| -10% | -$9.2M |
|
373
PUT
Biogen
BIIB
$30.7B
| $81.9M | 0.05% |
261,600
+220,444
| +536% | +$65.3M |
|
374
Vanguard Total International Bond ETF
BNDX
$82.1B
| $81M | 0.05% |
1,446,150
+18,357
| +1% | +$1.03M |
|
375
PUT
McDonald's
MCD
$191B
| $81M | 0.05% |
702,500
-265,500
| -27% | -$31.5M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.