UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3701
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$271M
| $1.54M | ﹤0.01% |
66,912
+17,615
| +36% | +$412K |
|
|
CCD
3702
Calamos Dynamic Convertible & Income Fund
CCD
$757M
| $1.53M | ﹤0.01% |
82,338
+8,684
| +12% | +$177K |
|
3703
BRC Group Holdings
RILY
$303M
| $1.53M | ﹤0.01% |
37,373
+5,970
| +19% | +$294K |
|
3704
OceanFirst Financial
OCFC
$1.88B
| $1.53M | ﹤0.01% |
105,774
+94,534
| +841% | +$1.59M |
|
3705
IDEAYA Biosciences
IDYA
$3.55B
| $1.53M | ﹤0.01% |
56,535
+47,486
| +525% | +$1.2M |
|
3706
Quanex
NX
$984M
| $1.52M | ﹤0.01% |
54,101
-21,029
| -28% | -$575K |
|
3707
Pacer Trendpilot European Index ETF
PTEU
$38.1M
| $1.52M | ﹤0.01% |
61,380
-36,406
| -37% | -$958K |
|
3708
iShares US Equity Factor ETF
LRGF
$3.74B
| $1.52M | ﹤0.01% |
35,043
-11,413
| -25% | -$512K |
|
|
BFK
3709
DELISTED
BlackRock Municipal Income Trust
BFK
| $1.52M | ﹤0.01% |
171,011
-9,940
| -5% | -$96.4K |
|
3710
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
| $1.52M | ﹤0.01% |
20,355
+365
| +2% | +$28.7K |
|
3711
Enovis
ENOV
$1.44B
| $1.51M | ﹤0.01% |
28,731
+25,832
| +891% | +$1.51M |
|
|
RDUS
3712
DELISTED
Radius Recycling
RDUS
| $1.51M | ﹤0.01% |
54,373
+14,890
| +38% | +$460K |
|
3713
Avient
AVNT
$4.22B
| $1.51M | ﹤0.01% |
42,866
-73,459
| -63% | -$2.85M |
|
3714
Protagonist Therapeutics
PTGX
$9.83B
| $1.51M | ﹤0.01% |
90,726
+25,186
| +38% | +$489K |
|
|
AXNX
3715
DELISTED
Axonics, Inc. Common Stock
AXNX
| $1.51M | ﹤0.01% |
26,945
-16,039
| -37% | -$902K |
|
3716
PUT
AngloGold Ashanti
AU
$48.1B
| $1.51M | ﹤0.01% |
+95,700
| New | +$1.81M |
|
|
DNB
3717
DELISTED
Dun & Bradstreet
DNB
| $1.51M | ﹤0.01% |
151,237
+66,755
| +79% | +$737K |
|
|
FFC
3718
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
| $1.51M | ﹤0.01% |
116,392
-5,029
| -4% | -$67.8K |
|
3719
Gilat Satellite Networks
GILT
$894M
| $1.51M | ﹤0.01% |
234,568
-99,537
| -30% | -$646K |
|
3720
Dorchester Minerals
DMLP
$1.35B
| $1.51M | ﹤0.01% |
51,901
+24,676
| +91% | +$736K |
|
|
GBIO
3721
DELISTED
Generation Bio
GBIO
| $1.51M | ﹤0.01% |
39,761
-386
| -1% | -$18.3K |
|
3722
Assured Guaranty
AGO
$3.35B
| $1.51M | ﹤0.01% |
24,890
-12,146
| -33% | -$721K |
|
3723
Dole
DOLE
$1.26B
| $1.5M | ﹤0.01% |
129,699
-10,549
| -8% | -$132K |
|
3724
PUT
Coinbase
COIN
$40.2B
| $1.5M | ﹤0.01% |
20,000
-74,900
| -79% | -$6.31M |
|
3725
Evolent Health
EVH
$510M
| $1.5M | ﹤0.01% |
55,144
-56,242
| -50% | -$1.56M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.