UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3701
Madrigal Pharmaceuticals
MDGL
$12.4B
| $1.73M | ﹤0.01% |
21,614
+15,536
| +256% | +$1.34M |
|
3702
MarineMax
HZO
$1.16B
| $1.72M | ﹤0.01% |
35,533
+13,614
| +62% | +$679K |
|
3703
PUT
Spectrum Brands
SPB
$2.02B
| $1.72M | ﹤0.01% |
+18,000
| New | +$1.53M |
|
3704
Petco
WOOF
$782M
| $1.72M | ﹤0.01% |
81,606
+16,476
| +25% | +$347K |
|
3705
Post Holdings
POST
$3.56B
| $1.72M | ﹤0.01% |
23,883
-5,149
| -18% | -$365K |
|
3706
World Kinect Corp
WKC
$1.88B
| $1.72M | ﹤0.01% |
51,036
-6,780
| -12% | -$217K |
|
3707
Algonquin Power & Utilities
AQN
$4.47B
| $1.71M | ﹤0.01% |
116,854
-2,070
| -2% | -$31.9K |
|
|
CHX
3708
DELISTED
ChampionX
CHX
| $1.71M | ﹤0.01% |
76,636
-22,911
| -23% | -$524K |
|
3709
Korn Ferry
KFY
$4.25B
| $1.71M | ﹤0.01% |
23,669
+2,237
| +10% | +$156K |
|
3710
Matsons
MATX
$6.11B
| $1.71M | ﹤0.01% |
21,216
+19,191
| +948% | +$1.42M |
|
3711
Ziff Davis
ZD
$1.97B
| $1.71M | ﹤0.01% |
14,410
+1,776
| +14% | +$213K |
|
3712
AXIS Capital
AXS
$7.35B
| $1.71M | ﹤0.01% |
37,129
-103,757
| -74% | -$5.15M |
|
3713
Global E Online
GLBE
$6.86B
| $1.71M | ﹤0.01% |
23,791
+6,436
| +37% | +$435K |
|
|
VGR
3714
DELISTED
Vector Group Ltd.
VGR
| $1.71M | ﹤0.01% |
189,005
-39,409
| -17% | -$384K |
|
|
ATNX
3715
DELISTED
Athenex, Inc. Common Stock
ATNX
| $1.71M | ﹤0.01% |
28,390
-3,924
| -12% | -$286K |
|
|
RVNC
3716
DELISTED
Revance Therapeutics, Inc.
RVNC
| $1.71M | ﹤0.01% |
61,281
+8,099
| +15% | +$231K |
|
3717
Brookfield Infrastructure
BIPC
$4.92B
| $1.71M | ﹤0.01% |
42,726
+29,595
| +225% | +$1.3M |
|
|
GDEN
3718
DELISTED
Golden Entertainment
GDEN
| $1.7M | ﹤0.01% |
34,690
+6,577
| +23% | +$306K |
|
3719
iShares US Infrastructure ETF
IFRA
$4.61B
| $1.7M | ﹤0.01% |
49,978
+391
| +0.8% | +$13.9K |
|
3720
Invesco S&P SmallCap Energy ETF
PSCE
$103M
| $1.7M | ﹤0.01% |
44,710
-15,763
| -26% | -$538K |
|
3721
Viking Therapeutics
VKTX
$3.94B
| $1.7M | ﹤0.01% |
270,814
+102,785
| +61% | +$635K |
|
3722
Southwest Gas
SWX
$6.63B
| $1.7M | ﹤0.01% |
25,407
-5,612
| -18% | -$392K |
|
|
TBCH
3723
Turtle Beach Corp
TBCH
$256M
| $1.7M | ﹤0.01% |
61,002
-4,287
| -7% | -$125K |
|
3724
BlackRock Enhanced International Dividend Trust
BGY
$534M
| $1.7M | ﹤0.01% |
275,814
-3,145
| -1% | -$20K |
|
|
UCB
3725
United Community Banks
UCB
$4.36B
| $1.7M | ﹤0.01% |
51,669
-53,183
| -51% | -$1.59M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.