UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3676
Direxion Daily Dow Jones Internet Bull 3X ETF
WEBL
$108M
| $1.76M | ﹤0.01% |
+22,300
| New | +$1.99M |
|
3677
CALL
Golar LNG
GLNG
$5.17B
| $1.76M | ﹤0.01% |
+136,000
| New | +$1.57M |
|
|
SJI
3678
DELISTED
South Jersey Industries, Inc.
SJI
| $1.76M | ﹤0.01% |
82,880
-77,897
| -48% | -$1.92M |
|
3679
CVR Energy
CVI
$3.42B
| $1.76M | ﹤0.01% |
105,638
+14,485
| +16% | +$204K |
|
3680
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
| $1.76M | ﹤0.01% |
69,511
+883
| +1% | +$23K |
|
3681
DNOW Inc
DNOW
$3.01B
| $1.76M | ﹤0.01% |
229,675
+41,678
| +22% | +$341K |
|
3682
Nexstar Media Group
NXST
$5.69B
| $1.75M | ﹤0.01% |
11,548
-2,020
| -15% | -$298K |
|
|
MAV
3683
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
| $1.75M | ﹤0.01% |
151,221
-15,468
| -9% | -$189K |
|
|
DHC
3684
Diversified Healthcare Trust
DHC
$1.98B
| $1.75M | ﹤0.01% |
516,008
-6,052
| -1% | -$22.8K |
|
3685
PUT
Monster Beverage
MNST
$89.2B
| $1.75M | ﹤0.01% |
78,800
-67,200
| -46% | -$1.59M |
|
3686
Cabot Corp
CBT
$4.49B
| $1.75M | ﹤0.01% |
34,857
+24,011
| +221% | +$1.28M |
|
3687
Kornit Digital
KRNT
$815M
| $1.74M | ﹤0.01% |
12,047
-1,716
| -12% | -$226K |
|
|
XEC
3688
PUT
DELISTED
CIMAREX ENERGY CO
XEC
| $1.74M | ﹤0.01% |
+20,000
| New | +$1.39M |
|
3689
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
| $1.74M | ﹤0.01% |
34,665
+4,960
| +17% | +$249K |
|
3690
NewtekOne
NEWT
$368M
| $1.74M | ﹤0.01% |
62,709
+9,836
| +19% | +$299K |
|
3691
CALL
GameStop
GME
$8.44B
| $1.74M | ﹤0.01% |
+39,600
| New | +$1.81M |
|
3692
Nu Skin
NUS
$236M
| $1.74M | ﹤0.01% |
42,922
+5,040
| +13% | +$255K |
|
3693
Zurn Elkay Water Solutions
ZWS
$8.6B
| $1.74M | ﹤0.01% |
56,098
-9,582
| -15% | -$269K |
|
|
APTS
3694
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $1.74M | ﹤0.01% |
142,015
-131,818
| -48% | -$1.49M |
|
3695
CALL
Crown Castle
CCI
$31.3B
| $1.73M | ﹤0.01% |
10,000
| – | – |
|
3696
PUT
Regenxbio
RGNX
$703M
| $1.73M | ﹤0.01% |
+41,338
| New | +$1.49M |
|
3697
CALL
Churchill Downs
CHDN
$6.18B
| $1.73M | ﹤0.01% |
+14,400
| New | +$1.46M |
|
3698
State Street SPDR S&P Capital Markets ETF
KCE
$471M
| $1.73M | ﹤0.01% |
18,118
+6,196
| +52% | +$597K |
|
|
FBC
3699
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $1.73M | ﹤0.01% |
34,047
-3,084
| -8% | -$146K |
|
3700
JELD-WEN Holding
JELD
$164M
| $1.73M | ﹤0.01% |
68,930
+49,073
| +247% | +$1.31M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.