UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3676
Mativ Holdings
MATV
$711M
| $1.78M | ﹤0.01% |
42,466
+15,775
| +59% | +$655K |
|
|
HMHC
3677
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $1.78M | ﹤0.01% |
284,825
+284,643
| +156,397% | +$1.66M |
|
3678
PUT
Kinross Gold
KGC
$32.8B
| $1.78M | ﹤0.01% |
+375,000
| New | +$1.69M |
|
|
OMP
3679
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
| $1.78M | ﹤0.01% |
107,111
-115,375
| -52% | -$1.93M |
|
|
SRCI
3680
DELISTED
SRC Energy Inc
SRCI
| $1.77M | ﹤0.01% |
430,793
-10,364
| -2% | -$39.4K |
|
3681
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
| $1.77M | ﹤0.01% |
+38,900
| New | +$1.76M |
|
3682
Etsy
ETSY
$7.85B
| $1.76M | ﹤0.01% |
39,810
-104,995
| -73% | -$5M |
|
3683
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
| $1.76M | ﹤0.01% |
31,204
-763
| -2% | -$42.5K |
|
3684
Seacoast Banking Corp of Florida
SBCF
$3.35B
| $1.76M | ﹤0.01% |
57,678
+12,288
| +27% | +$349K |
|
3685
United Microelectronic
UMC
$46.9B
| $1.76M | ﹤0.01% |
657,471
+15,566
| +2% | +$37.6K |
|
3686
Herc Holdings
HRI
$5.61B
| $1.76M | ﹤0.01% |
35,988
+24,610
| +216% | +$1.15M |
|
3687
Cenovus Energy
CVE
$52.1B
| $1.76M | ﹤0.01% |
173,424
+77,948
| +82% | +$707K |
|
3688
Employers Holdings
EIG
$889M
| $1.76M | ﹤0.01% |
42,125
+15,117
| +56% | +$642K |
|
3689
uniQure
QURE
$3.22B
| $1.76M | ﹤0.01% |
24,546
+1,273
| +5% | +$69.9K |
|
3690
AMERISAFE
AMSF
$540M
| $1.76M | ﹤0.01% |
26,630
+10,049
| +61% | +$666K |
|
3691
First Busey Corp
BUSE
$2.56B
| $1.76M | ﹤0.01% |
63,870
+22,607
| +55% | +$597K |
|
3692
ORIX
IX
$43.5B
| $1.76M | ﹤0.01% |
105,215
-3,485
| -3% | -$55.9K |
|
|
MIN
3693
Aberdeen Intermediate Income Fund
MIN
$278M
| $1.76M | ﹤0.01% |
462,233
+15,804
| +4% | +$59.6K |
|
|
VRTU
3694
DELISTED
Virtusa Corporation
VRTU
| $1.75M | ﹤0.01% |
38,717
+14,696
| +61% | +$599K |
|
3695
Artivion
AORT
$1.32B
| $1.75M | ﹤0.01% |
64,660
+3,452
| +6% | +$84.8K |
|
|
DX
3696
Dynex Capital
DX
$3.21B
| $1.75M | ﹤0.01% |
103,295
+99,352
| +2,520% | +$1.6M |
|
3697
CALL
Synaptics
SYNA
$4.15B
| $1.75M | ﹤0.01% |
+26,600
| New | +$1.4M |
|
3698
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
| $1.74M | ﹤0.01% |
68,446
+17,592
| +35% | +$447K |
|
|
SYKE
3699
DELISTED
SYKES Enterprises Inc
SYKE
| $1.74M | ﹤0.01% |
46,994
+16,783
| +56% | +$567K |
|
3700
Brookfield Renewable
BEP
$9.96B
| $1.74M | ﹤0.01% |
69,832
-3,727
| -5% | -$88K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.