UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3651
State Street SPDR S&P Transportation ETF
XTN
$390M
| $1.62M | ﹤0.01% |
21,569
-791
| -4% | -$64.5K |
|
3652
Nuveen Select Maturities Municipal Fund
NIM
$116M
| $1.62M | ﹤0.01% |
190,767
+3,520
| +2% | +$31.2K |
|
|
FTCH
3653
CALL
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
| $1.61M | ﹤0.01% |
772,500
+288,200
| +60% | +$1.18M |
|
3654
NOV
NOV
$7.42B
| $1.61M | ﹤0.01% |
77,238
+40,376
| +110% | +$803K |
|
|
GPP
3655
DELISTED
Green Plains Partners LP
GPP
| $1.61M | ﹤0.01% |
108,352
+94,874
| +704% | +$1.31M |
|
3656
Global X SuperIncome Preferred ETF
SPFF
$142M
| $1.61M | ﹤0.01% |
183,409
-98,157
| -35% | -$875K |
|
3657
Prudential
PUK
$34.3B
| $1.61M | ﹤0.01% |
73,354
-7,728
| -10% | -$195K |
|
|
SOVO
3658
CALL
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
| $1.61M | ﹤0.01% |
+71,300
| New | +$1.5M |
|
|
SOVO
3659
PUT
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
| $1.61M | ﹤0.01% |
+71,300
| New | +$1.5M |
|
3660
Viavi Solutions
VIAV
$10.4B
| $1.61M | ﹤0.01% |
175,689
-104,617
| -37% | -$1.09M |
|
3661
CALL
KLA
KLAC
$272B
| $1.61M | ﹤0.01% |
+35,000
| New | +$1.68M |
|
|
3662
PUT
KLA
KLAC
$272B
| $1.61M | ﹤0.01% |
+35,000
| New | +$1.68M |
|
3663
J&J Snack Foods
JJSF
$1.66B
| $1.6M | ﹤0.01% |
9,799
-8,461
| -46% | -$1.39M |
|
3664
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
| $1.6M | ﹤0.01% |
12,008
-3,180
| -21% | -$443K |
|
3665
Zions Bancorporation
ZION
$10.4B
| $1.6M | ﹤0.01% |
45,921
-19,252
| -30% | -$671K |
|
|
RMI
3666
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
| $1.6M | ﹤0.01% |
111,512
-5,166
| -4% | -$82.4K |
|
3667
Chegg
CHGG
$90.8M
| $1.6M | ﹤0.01% |
179,401
+66,135
| +58% | +$645K |
|
3668
CALL
Annaly Capital Management
NLY
$17.5B
| $1.6M | ﹤0.01% |
85,000
-1,000
| -1% | -$19.9K |
|
3669
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
| $1.6M | ﹤0.01% |
25,698
+11,015
| +75% | +$709K |
|
3670
BILL Holdings
BILL
$4.78B
| $1.6M | ﹤0.01% |
14,694
+3,165
| +27% | +$360K |
|
3671
iShares MSCI Netherlands ETF
EWN
$722M
| $1.59M | ﹤0.01% |
41,897
| – | – |
|
3672
Viking Therapeutics
VKTX
$4.02B
| $1.59M | ﹤0.01% |
143,711
-13,347
| -8% | -$191K |
|
|
PRMW
3673
DELISTED
Primo Water Corporation
PRMW
| $1.59M | ﹤0.01% |
115,101
+1,430
| +1% | +$20.4K |
|
3674
Huron Consulting
HURN
$2.36B
| $1.59M | ﹤0.01% |
15,235
+603
| +4% | +$57.4K |
|
|
EFC
3675
Ellington Financial
EFC
$1.75B
| $1.59M | ﹤0.01% |
127,116
+2,468
| +2% | +$32.9K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.