UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3651
Mesa Laboratories
MLAB
$622M
| $1.82M | ﹤0.01% |
6,036
-589
| -9% | -$167K |
|
3652
WisdomTree International High Dividend Fund
DTH
$659M
| $1.82M | ﹤0.01% |
48,082
+577
| +1% | +$22.9K |
|
3653
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.9M
| $1.82M | ﹤0.01% |
24,098
+1,445
| +6% | +$110K |
|
3654
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$207M
| $1.82M | ﹤0.01% |
19,339
+3,694
| +24% | +$361K |
|
3655
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
| $1.82M | ﹤0.01% |
59,761
-1,022
| -2% | -$32.4K |
|
|
HTLF
3656
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.82M | ﹤0.01% |
37,771
+5,503
| +17% | +$255K |
|
|
RUTH
3657
CALL
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $1.81M | ﹤0.01% |
+87,500
| New | +$1.8M |
|
3658
PUT
Encore Capital Group
ECPG
$1.98B
| $1.81M | ﹤0.01% |
36,700
| – | – |
|
3659
Compañía de Minas Buenaventura
BVN
$8.84B
| $1.8M | ﹤0.01% |
266,240
-79,174
| -23% | -$610K |
|
|
AYX
3660
DELISTED
Alteryx Inc
AYX
| $1.8M | ﹤0.01% |
24,598
-151,767
| -86% | -$11.4M |
|
3661
LivaNova
LIVN
$4.33B
| $1.79M | ﹤0.01% |
22,652
+1,678
| +8% | +$138K |
|
3662
LivePerson
LPSN
$33.6M
| $1.79M | ﹤0.01% |
2,024
-713
| -26% | -$673K |
|
|
PKO
3663
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.78M | ﹤0.01% |
72,865
+5,433
| +8% | +$142K |
|
|
HUYA
3664
Huya Inc
HUYA
$556M
| $1.78M | ﹤0.01% |
213,749
-17,627
| -8% | -$204K |
|
|
PLL
3665
DELISTED
Piedmont Lithium
PLL
| $1.78M | ﹤0.01% |
32,715
+15,748
| +93% | +$915K |
|
3666
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
| $1.78M | ﹤0.01% |
130,809
+53,715
| +70% | +$780K |
|
3667
CALL
Okta
OKTA
$26.1B
| $1.78M | ﹤0.01% |
+7,500
| New | +$1.86M |
|
|
JRO
3668
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $1.78M | ﹤0.01% |
178,295
-2,828
| -2% | -$27.7K |
|
3669
Live Oak Bancshares
LOB
$1.98B
| $1.78M | ﹤0.01% |
27,922
-18,719
| -40% | -$1.11M |
|
3670
Viper Energy
VNOM
$15.4B
| $1.78M | ﹤0.01% |
81,366
+37,973
| +88% | +$704K |
|
3671
PUT
PG&E
PCG
$38.1B
| $1.78M | ﹤0.01% |
185,000
-95,100
| -34% | -$898K |
|
3672
Enanta Pharmaceuticals
ENTA
$393M
| $1.77M | ﹤0.01% |
31,205
+20,191
| +183% | +$998K |
|
3673
Adaptive Biotechnologies
ADPT
$4.04B
| $1.77M | ﹤0.01% |
52,058
+36,761
| +240% | +$1.33M |
|
3674
PUT
Fastenal
FAST
$60.1B
| $1.77M | ﹤0.01% |
68,470
| – | – |
|
3675
Exagen
XGN
$164M
| $1.77M | ﹤0.01% |
129,899
+678
| +0.5% | +$9.01K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.