UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GHL
3626
DELISTED
Greenhill & Co., Inc.
GHL
| $1.66M | ﹤0.01% |
111,836
+83,813
| +299% | +$1.24M |
|
3627
Ultragenyx Pharmaceutical
RARE
$2.62B
| $1.65M | ﹤0.01% |
46,392
-17,078
| -27% | -$677K |
|
|
HTLF
3628
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.65M | ﹤0.01% |
56,186
+14,615
| +35% | +$454K |
|
3629
PUT
Harley-Davidson
HOG
$2.69B
| $1.65M | ﹤0.01% |
50,000
| – | – |
|
|
SNBR
3630
CALL
DELISTED
Sleep Number
SNBR
| $1.65M | ﹤0.01% |
67,200
-43,900
| -40% | -$1.23M |
|
3631
CONMED
CNMD
$1.47B
| $1.65M | ﹤0.01% |
16,331
-17,160
| -51% | -$1.97M |
|
3632
iShares US Oil Equipment & Services ETF
IEZ
$386M
| $1.64M | ﹤0.01% |
68,346
+27,438
| +67% | +$648K |
|
3633
Middleby
MIDD
$5.34B
| $1.64M | ﹤0.01% |
12,836
+2,230
| +21% | +$317K |
|
|
BRY
3634
DELISTED
Berry Corp
BRY
| $1.64M | ﹤0.01% |
200,360
-62,399
| -24% | -$500K |
|
3635
iShares MSCI Global Gold Miners ETF
RING
$2.49B
| $1.64M | ﹤0.01% |
79,354
-2,224
| -3% | -$50.7K |
|
3636
CVR Partners
UAN
$1.28B
| $1.64M | ﹤0.01% |
19,853
+14,467
| +269% | +$1.2M |
|
3637
BlackRock Enhanced International Dividend Trust
BGY
$533M
| $1.64M | ﹤0.01% |
328,003
+12,021
| +4% | +$63.4K |
|
3638
Phillips Edison & Co
PECO
$5.15B
| $1.64M | ﹤0.01% |
48,773
-53,982
| -53% | -$1.87M |
|
3639
Franklin Electric
FELE
$4.72B
| $1.63M | ﹤0.01% |
18,297
-33,204
| -64% | -$3.21M |
|
|
MASI
3640
CALL
DELISTED
Masimo
MASI
| $1.63M | ﹤0.01% |
+18,600
| New | +$2.16M |
|
|
SF
3641
Stifel
SF
$12.7B
| $1.63M | ﹤0.01% |
39,786
-95,571
| -71% | -$4.03M |
|
|
PFD
3642
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
| $1.63M | ﹤0.01% |
178,049
+41,636
| +31% | +$406K |
|
3643
PUT
Cemex
CX
$16.2B
| $1.63M | ﹤0.01% |
+250,000
| New | +$1.86M |
|
3644
Corsair Gaming
CRSR
$1.38B
| $1.62M | ﹤0.01% |
111,673
+54,969
| +97% | +$885K |
|
3645
Opko Health
OPK
$1.04B
| $1.62M | ﹤0.01% |
1,014,010
+563,546
| +125% | +$1.03M |
|
3646
Vitesse Energy
VTS
$681M
| $1.62M | ﹤0.01% |
70,819
+5,835
| +9% | +$137K |
|
3647
PUT
Range Resources
RRC
$9.4B
| $1.62M | ﹤0.01% |
+50,000
| New | +$1.56M |
|
3648
Bruker
BRKR
$8.71B
| $1.62M | ﹤0.01% |
25,986
-1,254
| -5% | -$84.4K |
|
3649
Green Brick Partners
GRBK
$3.03B
| $1.62M | ﹤0.01% |
38,992
-20,432
| -34% | -$1.02M |
|
|
HBI
3650
DELISTED
Hanesbrands
HBI
| $1.62M | ﹤0.01% |
408,388
-778,009
| -66% | -$3.77M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.