UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3601
Fox Factory Holding Corp
FOXF
$905M
| $1.93M | ﹤0.01% |
13,337
+1,798
| +16% | +$276K |
|
3602
Global X Video Games & Esports ETF
HERO
$67.7M
| $1.92M | ﹤0.01% |
68,652
+14,241
| +26% | +$429K |
|
3603
BWX Technologies
BWXT
$15.5B
| $1.92M | ﹤0.01% |
35,682
-15,411
| -30% | -$868K |
|
3604
PUT
VanEck Junior Gold Miners ETF
GDXJ
$8.53B
| $1.92M | ﹤0.01% |
50,000
| – | – |
|
|
NNDM
3605
Nano Dimension
NNDM
$349M
| $1.91M | ﹤0.01% |
339,304
+97,440
| +40% | +$613K |
|
3606
Open Text
OTEX
$5.81B
| $1.91M | ﹤0.01% |
39,180
-47,379
| -55% | -$2.47M |
|
3607
PagSeguro Digital
PAGS
$2.48B
| $1.91M | ﹤0.01% |
36,942
-37,019
| -50% | -$2.08M |
|
|
NSL
3608
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $1.91M | ﹤0.01% |
325,547
+50,314
| +18% | +$293K |
|
3609
Coeur Mining
CDE
$19.1B
| $1.9M | ﹤0.01% |
308,255
-267
| -0.1% | -$1.9K |
|
|
FFC
3610
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
| $1.9M | ﹤0.01% |
85,296
+8,087
| +10% | +$185K |
|
3611
Walker & Dunlop
WD
$1.48B
| $1.9M | ﹤0.01% |
16,734
-1,809
| -10% | -$190K |
|
3612
iShares Emerging Markets Infrastructure ETF
EMIF
$12.8M
| $1.9M | ﹤0.01% |
75,844
+3,556
| +5% | +$85.6K |
|
3613
CALL
General Mills
GIS
$20.2B
| $1.9M | ﹤0.01% |
+31,700
| New | +$1.87M |
|
3614
PUT
Constellation Brands
STZ
$22.9B
| $1.9M | ﹤0.01% |
+9,000
| New | +$1.96M |
|
|
CIVI
3615
DELISTED
Civitas Resources
CIVI
| $1.89M | ﹤0.01% |
39,539
+8,372
| +27% | +$343K |
|
3616
Helmerich & Payne
HP
$4.25B
| $1.89M | ﹤0.01% |
68,979
+26,251
| +61% | +$733K |
|
3617
PUT
Arbor Realty Trust
ABR
$998M
| $1.89M | ﹤0.01% |
101,800
+99,700
| +4,748% | +$1.8M |
|
3618
PUT
Blackstone Mortgage Trust
BXMT
$2.47B
| $1.89M | ﹤0.01% |
+62,200
| New | +$1.97M |
|
|
ACP
3619
abrdn Income Credit Strategies Fund
ACP
$641M
| $1.89M | ﹤0.01% |
170,571
+87,135
| +104% | +$981K |
|
3620
Stepan Co
SCL
$1.48B
| $1.88M | ﹤0.01% |
16,643
-1,593
| -9% | -$185K |
|
3621
PUT
Wheaton Precious Metals
WPM
$61B
| $1.88M | ﹤0.01% |
50,000
-25,700
| -34% | -$1.12M |
|
3622
Carter's
CRI
$1.46B
| $1.88M | ﹤0.01% |
19,322
-16,258
| -46% | -$1.64M |
|
3623
Renaissance IPO ETF
IPO
$159M
| $1.88M | ﹤0.01% |
29,168
+1,110
| +4% | +$72.3K |
|
3624
Macerich
MAC
$6.96B
| $1.88M | ﹤0.01% |
112,287
+3,278
| +3% | +$55.6K |
|
|
BSJL
3625
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
| $1.88M | ﹤0.01% |
81,621
-6,062
| -7% | -$139K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.