UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SIX
3601
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
| $752K | ﹤0.01% |
+60,000
| New | +$1.78M |
|
|
NCV
3602
Virtus Convertible & Income Fund
NCV
$392M
| $751K | ﹤0.01% |
50,216
-4,136
| -8% | -$87K |
|
3603
Winnebago Industries
WGO
$899M
| $751K | ﹤0.01% |
26,991
-29,611
| -52% | -$1.43M |
|
3604
Global X Genomics & Biotechnology ETF
GNOM
$87.2M
| $750K | ﹤0.01% |
15,056
+14,202
| +1,663% | +$822K |
|
|
NAK
3605
Northern Dynasty Minerals
NAK
$958M
| $750K | ﹤0.01% |
1,949,496
+15,011
| +0.8% | +$7.06K |
|
|
EUMV
3606
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
| $750K | ﹤0.01% |
33,983
-1,985
| -6% | -$50.5K |
|
3607
Eagle Bancorp
EGBN
$870M
| $749K | ﹤0.01% |
24,781
-18,499
| -43% | -$745K |
|
3608
1st Source
SRCE
$2.13B
| $749K | ﹤0.01% |
23,096
-7,420
| -24% | -$321K |
|
3609
CALL
Harley-Davidson
HOG
$2.69B
| $748K | ﹤0.01% |
+39,500
| New | +$1.2M |
|
3610
Inspire Medical Systems
INSP
$1.68B
| $748K | ﹤0.01% |
12,411
-17
| -0.1% | -$1.26K |
|
3611
Vanguard Russell 3000 ETF
VTHR
$4.85B
| $748K | ﹤0.01% |
6,496
-17,004
| -72% | -$2.35M |
|
3612
First Interstate BancSystem
FIBK
$3.63B
| $747K | ﹤0.01% |
25,885
-37,533
| -59% | -$1.35M |
|
|
ECF
3613
Ellsworth Growth & Income Fund
ECF
$176M
| $745K | ﹤0.01% |
86,804
-445,794
| -84% | -$4.8M |
|
3614
Lindsay Corp
LNN
$1.16B
| $745K | ﹤0.01% |
8,140
-14,767
| -64% | -$1.46M |
|
3615
Thor Industries
THO
$4.09B
| $744K | ﹤0.01% |
17,630
-57,335
| -76% | -$3.98M |
|
3616
Nuveen Global High Income Fund
JGH
$356M
| $743K | ﹤0.01% |
66,462
-6,229
| -9% | -$94.4K |
|
3617
Option Care Health
OPCH
$3.55B
| $743K | ﹤0.01% |
78,354
-16,494
| -17% | -$242K |
|
3618
Adeia
ADEA
$3.09B
| $742K | ﹤0.01% |
201,750
-854,873
| -81% | -$3.64M |
|
3619
Adaptive Biotechnologies
ADPT
$3.98B
| $742K | ﹤0.01% |
26,718
+16,788
| +169% | +$468K |
|
3620
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.9M
| $742K | ﹤0.01% |
11,758
+2,954
| +34% | +$211K |
|
3621
United Parks & Resorts
PRKS
$2B
| $742K | ﹤0.01% |
67,342
-38,550
| -36% | -$1.06M |
|
3622
Select Water Solutions
WTTR
$2.72B
| $741K | ﹤0.01% |
229,386
-31,206
| -12% | -$198K |
|
|
ZUO
3623
DELISTED
Zuora, Inc.
ZUO
| $741K | ﹤0.01% |
92,080
-2,024,605
| -96% | -$26.6M |
|
3624
Cadiz
CDZI
$293M
| $740K | ﹤0.01% |
63,383
+7,110
| +13% | +$69.2K |
|
|
PINC
3625
DELISTED
Premier
PINC
| $740K | ﹤0.01% |
22,627
-58,016
| -72% | -$1.89M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.