UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DENN
3601
DELISTED
Denny's
DENN
| $1.89M | ﹤0.01% |
94,792
+32,012
| +51% | +$659K |
|
|
KTF
3602
DWS Municipal Income Trust
KTF
$352M
| $1.88M | ﹤0.01% |
166,326
+23,141
| +16% | +$265K |
|
3603
Sibanye-Stillwater
SBSW
$7.53B
| $1.88M | ﹤0.01% |
189,375
-56,629
| -23% | -$438K |
|
|
FAM
3604
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $1.88M | ﹤0.01% |
167,875
-3,148
| -2% | -$34.6K |
|
|
IBTX
3605
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.88M | ﹤0.01% |
33,891
-396
| -1% | -$22K |
|
3606
Helmerich & Payne
HP
$3.71B
| $1.88M | ﹤0.01% |
41,331
-116,689
| -74% | -$4.68M |
|
|
MAG
3607
CALL
DELISTED
MAG Silver
MAG
| $1.88M | ﹤0.01% |
158,500
| – | – |
|
|
ATNX
3608
DELISTED
Athenex, Inc. Common Stock
ATNX
| $1.88M | ﹤0.01% |
6,147
-4,583
| -43% | -$1.21M |
|
3609
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
| $1.87M | ﹤0.01% |
132,021
+9,177
| +7% | +$129K |
|
|
CEN
3610
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
| $1.87M | ﹤0.01% |
29,550
+5,235
| +22% | +$336K |
|
3611
Patrick Industries
PATK
$2.85B
| $1.87M | ﹤0.01% |
53,562
+4,648
| +10% | +$151K |
|
|
RSX
3612
PUT
DELISTED
VanEck Russia ETF
RSX
| $1.87M | ﹤0.01% |
75,000
| – | – |
|
|
MMU
3613
Western Asset Managed Municipals Fund
MMU
$554M
| $1.87M | ﹤0.01% |
140,542
-23,079
| -14% | -$315K |
|
3614
iShares Global Financials ETF
IXG
$700M
| $1.87M | ﹤0.01% |
27,219
-1,010
| -4% | -$67.1K |
|
3615
Conduent
CNDT
$264M
| $1.87M | ﹤0.01% |
301,577
+106,426
| +55% | +$666K |
|
|
CTRA
3616
CALL
DELISTED
Coterra Energy
CTRA
| $1.87M | ﹤0.01% |
+107,300
| New | +$1.86M |
|
|
ETO
3617
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
| $1.86M | ﹤0.01% |
71,822
-740
| -1% | -$19.2K |
|
3618
OneMain Financial
OMF
$7.47B
| $1.86M | ﹤0.01% |
44,134
+13,954
| +46% | +$564K |
|
3619
CALL
Honeywell
HON
$78B
| $1.86M | ﹤0.01% |
11,141
+1,486
| +15% | +$243K |
|
3620
Inogen
INGN
$164M
| $1.86M | ﹤0.01% |
27,183
-3,334
| -11% | -$209K |
|
3621
Lennar Class B
LEN.B
$20.8B
| $1.86M | ﹤0.01% |
43,719
+34,554
| +377% | +$1.54M |
|
3622
iShares MSCI Global Gold Miners ETF
RING
$2.44B
| $1.86M | ﹤0.01% |
77,212
-8,807
| -10% | -$196K |
|
3623
PUT
Alarm.com
ALRM
$2.85B
| $1.86M | ﹤0.01% |
43,200
| – | – |
|
|
ODP
3624
DELISTED
ODP
ODP
| $1.86M | ﹤0.01% |
67,768
+55,331
| +445% | +$1.23M |
|
3625
PUT
Fox Class A
FOXA
$26.9B
| $1.85M | ﹤0.01% |
+50,000
| New | +$1.71M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.