UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3576
Children's Place
PLCE
$56.9M
| $1.73M | ﹤0.01% |
64,084
+56,666
| +764% | +$1.54M |
|
3577
NexGen Energy
NXE
$7.21B
| $1.73M | ﹤0.01% |
290,107
-12,021
| -4% | -$62.2K |
|
3578
Gold Fields
GFI
$37.2B
| $1.73M | ﹤0.01% |
159,473
-27,246
| -15% | -$359K |
|
|
ACCD
3579
DELISTED
Accolade Inc
ACCD
| $1.73M | ﹤0.01% |
163,651
+65,579
| +67% | +$860K |
|
3580
Mueller Water Products
MWA
$4.06B
| $1.73M | ﹤0.01% |
136,337
+9,676
| +8% | +$139K |
|
3581
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
| $1.73M | ﹤0.01% |
27,192
+6,091
| +29% | +$400K |
|
|
PLYM
3582
DELISTED
Plymouth Industrial REIT
PLYM
| $1.73M | ﹤0.01% |
82,398
-14,170
| -15% | -$319K |
|
3583
PUT
Unisys
UIS
$206M
| $1.73M | ﹤0.01% |
500,000
| – | – |
|
3584
Omeros
OMER
$977M
| $1.72M | ﹤0.01% |
590,642
+9,170
| +2% | +$36.8K |
|
|
ACCD
3585
PUT
DELISTED
Accolade Inc
ACCD
| $1.72M | ﹤0.01% |
163,000
| – | – |
|
3586
Lennar Class B
LEN.B
$20.4B
| $1.72M | ﹤0.01% |
17,731
+4,343
| +32% | +$452K |
|
3587
Pacira BioSciences
PCRX
$964M
| $1.72M | ﹤0.01% |
56,073
+31,699
| +130% | +$1.14M |
|
3588
iShares GNMA Bond ETF
GNMA
$433M
| $1.72M | ﹤0.01% |
41,172
-1,811
| -4% | -$77.8K |
|
3589
CALL
Suncor Energy
SU
$74.3B
| $1.72M | ﹤0.01% |
+50,000
| New | +$1.6M |
|
3590
Northwest Natural Holdings
NWN
$2.13B
| $1.72M | ﹤0.01% |
44,983
+13,888
| +45% | +$571K |
|
3591
Genmab
GMAB
$19.4B
| $1.72M | ﹤0.01% |
48,664
-23,958
| -33% | -$913K |
|
|
SEE
3592
CALL
DELISTED
Sealed Air
SEE
| $1.72M | ﹤0.01% |
+52,200
| New | +$2.02M |
|
3593
Shake Shack
SHAK
$2.87B
| $1.71M | ﹤0.01% |
29,397
-9,417
| -24% | -$669K |
|
3594
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| $1.7M | ﹤0.01% |
268,932
-101,736
| -27% | -$657K |
|
|
CID
3595
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
| $1.7M | ﹤0.01% |
+56,955
| New | +$1.74M |
|
3596
PUT
Simon Property Group
SPG
$71.1B
| $1.7M | ﹤0.01% |
15,700
| – | – |
|
|
CEN
3597
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
| $1.7M | ﹤0.01% |
80,001
+910
| +1% | +$18.8K |
|
3598
New Fortress Energy
NFE
$94.8M
| $1.7M | ﹤0.01% |
51,723
+3,627
| +8% | +$107K |
|
3599
Sportradar
SRAD
$3.88B
| $1.7M | ﹤0.01% |
169,331
-83,594
| -33% | -$1.05M |
|
3600
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
| $1.69M | ﹤0.01% |
94,894
-24,834
| -21% | -$448K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.