UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3576
ProShares Pet Care ETF
PAWZ
$34.1M
| $1.63M | ﹤0.01% |
+22,721
| New | +$1.48M |
|
3577
Artivion
AORT
$1.4B
| $1.63M | ﹤0.01% |
68,926
+7,792
| +13% | +$158K |
|
3578
PennyMac Financial
PFSI
$3.96B
| $1.63M | ﹤0.01% |
24,788
+7,177
| +41% | +$427K |
|
3579
Dine Brands
DIN
$451M
| $1.63M | ﹤0.01% |
28,020
+1,035
| +4% | +$62.9K |
|
3580
iShares Morningstar Small-Cap ETF
ISCB
$291M
| $1.63M | ﹤0.01% |
32,932
+840
| +3% | +$37.8K |
|
|
ATRI
3581
DELISTED
Atrion Corp
ATRI
| $1.62M | ﹤0.01% |
2,525
+122
| +5% | +$75.8K |
|
3582
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
| $1.62M | ﹤0.01% |
72,337
+16,414
| +29% | +$363K |
|
|
HEES
3583
DELISTED
H&E Equipment Services
HEES
| $1.62M | ﹤0.01% |
54,363
-28,069
| -34% | -$723K |
|
3584
BlackRock Enhanced International Dividend Trust
BGY
$533M
| $1.62M | ﹤0.01% |
275,432
-65,695
| -19% | -$365K |
|
|
LSXMA
3585
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
| $1.62M | ﹤0.01% |
50,942
-152,240
| -75% | -$4.4M |
|
|
GWPH
3586
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $1.62M | ﹤0.01% |
14,000
| – | – |
|
3587
Mitsubishi UFJ Financial
MUFG
$249B
| $1.61M | ﹤0.01% |
364,281
+339,216
| +1,353% | +$1.44M |
|
3588
CALL
AMC Global Media
AMCX
$488M
| $1.61M | ﹤0.01% |
45,000
+26,800
| +147% | +$749K |
|
3589
Rapid7
RPD
$906M
| $1.61M | ﹤0.01% |
17,834
-24,853
| -58% | -$1.78M |
|
3590
Direxion Daily Small Cap Bear 3x ETF
TZA
$203M
| $1.61M | ﹤0.01% |
2,927
+1,631
| +126% | +$1.39M |
|
|
CGC
3591
Canopy Growth
CGC
$422M
| $1.61M | ﹤0.01% |
6,524
+697
| +12% | +$159K |
|
|
TGP
3592
DELISTED
Teekay LNG Partners L.P.
TGP
| $1.6M | ﹤0.01% |
140,053
+129,440
| +1,220% | +$1.47M |
|
3593
Nu Skin
NUS
$231M
| $1.6M | ﹤0.01% |
29,361
+17,593
| +149% | +$926K |
|
3594
PUT
Enbridge
ENB
$113B
| $1.6M | ﹤0.01% |
+50,000
| New | +$1.52M |
|
3595
CALL
STMicroelectronics
STM
$49B
| $1.6M | ﹤0.01% |
+43,100
| New | +$1.53M |
|
|
SIEN
3596
DELISTED
Sientra, Inc.
SIEN
| $1.6M | ﹤0.01% |
41,133
-183,842
| -82% | -$8.24M |
|
|
NORW
3597
DELISTED
Global X MSCI Norway ETF
NORW
| $1.6M | ﹤0.01% |
127,508
+17,257
| +16% | +$194K |
|
|
CHW
3598
Calamos Global Dynamic Income Fund
CHW
$553M
| $1.6M | ﹤0.01% |
167,095
+20,763
| +14% | +$185K |
|
3599
PROG Holdings
PRG
$1.66B
| $1.6M | ﹤0.01% |
+29,672
| New | +$1.53M |
|
|
CUK
3600
DELISTED
Carnival PLC
CUK
| $1.6M | ﹤0.01% |
85,229
-211,272
| -71% | -$3.27M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.