UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ODP
3576
DELISTED
ODP
ODP
| $768K | ﹤0.01% |
46,826
-20,942
| -31% | -$468K |
|
|
ITCI
3577
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $768K | ﹤0.01% |
49,995
-22,622
| -31% | -$491K |
|
3578
Inogen
INGN
$156M
| $766K | ﹤0.01% |
14,827
-12,356
| -45% | -$594K |
|
3579
CALL
Ligand Pharmaceuticals
LGND
$5.86B
| $764K | ﹤0.01% |
16,832
-79,348
| -82% | -$4.5M |
|
3580
MidCap Financial Investment
MFIC
$793M
| $764K | ﹤0.01% |
113,155
-163,855
| -59% | -$2.44M |
|
|
MPV
3581
Barings Participation Investors
MPV
$175M
| $764K | ﹤0.01% |
65,675
+3,475
| +6% | +$52.1K |
|
3582
PUT
Travel + Leisure Co
TNL
$4.56B
| $764K | ﹤0.01% |
+35,200
| New | +$1.47M |
|
3583
James Hardie Industries
JHX
$17.8B
| $762K | ﹤0.01% |
63,610
+62,255
| +4,594% | +$1.14M |
|
3584
Invesco Trust for Investment Grade New York Municipals
VTN
$166M
| $762K | ﹤0.01% |
62,963
+47,195
| +299% | +$627K |
|
3585
B2Gold
BTG
$6.83B
| $761K | ﹤0.01% |
248,618
-1,936,994
| -89% | -$7.68M |
|
|
NTUS
3586
DELISTED
Natus Medical Inc
NTUS
| $761K | ﹤0.01% |
32,906
-42,325
| -56% | -$1.23M |
|
3587
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
| $760K | ﹤0.01% |
54,880
-78,975
| -59% | -$1.58M |
|
3588
Brinker International
EAT
$10.1B
| $760K | ﹤0.01% |
63,348
-26,398
| -29% | -$888K |
|
3589
Fomento Económico Mexicano
FMX
$40.1B
| $760K | ﹤0.01% |
12,560
-1,963
| -14% | -$166K |
|
|
GRP.U
3590
DELISTED
Granite Real Estate Investment Trust
GRP.U
| $759K | ﹤0.01% |
18,383
+1,961
| +12% | +$97.2K |
|
|
RWT
3591
PUT
Redwood Trust
RWT
$587M
| $759K | ﹤0.01% |
150,000
| – | – |
|
|
ZIXI
3592
DELISTED
Zix Corporation
ZIXI
| $757K | ﹤0.01% |
175,585
+17,334
| +11% | +$117K |
|
3593
Cenovus Energy
CVE
$55.7B
| $756K | ﹤0.01% |
374,149
+200,725
| +116% | +$1.41M |
|
3594
CALL
Hilltop Holdings
HTH
$2.24B
| $756K | ﹤0.01% |
+50,000
| New | +$1.06M |
|
3595
Blue Owl Capital
OBDC
$5.72B
| $755K | ﹤0.01% |
65,369
-190,046
| -74% | -$2.78M |
|
|
JBTM
3596
JBT Marel
JBTM
$6.17B
| $755K | ﹤0.01% |
10,167
-41,726
| -80% | -$4.17M |
|
|
AIF
3597
DELISTED
Apollo Tactical Income Fund Inc.
AIF
| $754K | ﹤0.01% |
66,512
-648
| -1% | -$9.23K |
|
3598
iShares USD Green Bond ETF
BGRN
$501M
| $753K | ﹤0.01% |
14,188
+7,206
| +103% | +$391K |
|
3599
CALL
Kroger
KR
$34.3B
| $753K | ﹤0.01% |
25,000
-180,600
| -88% | -$5.3M |
|
3600
SFL Corp
SFL
$1.55B
| $752K | ﹤0.01% |
79,448
-54,789
| -41% | -$678K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.