UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3576
Amplify Mobile Payments ETF
IPAY
$185M
| $910K | ﹤0.01% |
32,443
+30,272
| +1,394% | +$825K |
|
|
IPU
3577
DELISTED
SPDR S&P International Utilities Sector
IPU
| $909K | ﹤0.01% |
56,474
-4,997
| -8% | -$76.6K |
|
3578
PUT
Cemex
CX
$16.3B
| $907K | ﹤0.01% |
104,042
+102,960
| +9,516% | +$866K |
|
3579
Impinj
PI
$5.25B
| $907K | ﹤0.01% |
29,971
+24,570
| +455% | +$773K |
|
3580
RLI Corp
RLI
$5.91B
| $906K | ﹤0.01% |
30,186
-4,490
| -13% | -$133K |
|
|
BKN
3581
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $904K | ﹤0.01% |
62,481
+20,078
| +47% | +$293K |
|
3582
Sensient Technologies
SXT
$5.47B
| $904K | ﹤0.01% |
11,417
-1,130
| -9% | -$88.8K |
|
|
ADRD
3583
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
| $902K | ﹤0.01% |
42,888
+538
| +1% | +$11.1K |
|
|
SHLD
3584
PUT
DELISTED
Sears Holding Corporation
SHLD
| $901K | ﹤0.01% |
78,400
-132,200
| -63% | -$1.1M |
|
|
XYZ
3585
CALL
Block Inc
XYZ
$47B
| $900K | ﹤0.01% |
52,100
-7,900
| -13% | -$124K |
|
3586
Applied Industrial Technologies
AIT
$13.3B
| $899K | ﹤0.01% |
14,527
-22,417
| -61% | -$1.38M |
|
|
TCF
3587
DELISTED
TCF Financial Corporation
TCF
| $899K | ﹤0.01% |
52,819
+34,150
| +183% | +$606K |
|
3588
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$402M
| $898K | ﹤0.01% |
21,510
+3,602
| +20% | +$148K |
|
3589
PUT
Carter's
CRI
$1.48B
| $898K | ﹤0.01% |
+10,000
| New | +$862K |
|
3590
CALL
Intercontinental Exchange
ICE
$84.1B
| $898K | ﹤0.01% |
15,000
-135,000
| -90% | -$7.9M |
|
|
MPSX
3591
DELISTED
Multi Packaging Solutions Intl.
MPSX
| $898K | ﹤0.01% |
50,038
+45,875
| +1,102% | +$784K |
|
3592
Empire State Realty Series ES
ESBA
$1.37B
| $897K | ﹤0.01% |
43,191
+23,055
| +114% | +$473K |
|
3593
CapForce IBD 50 ETF
FFTY
$79.5M
| $896K | ﹤0.01% |
34,976
+2,076
| +6% | +$51.9K |
|
3594
Invesco Leisure and Entertainment ETF
PEJ
$252M
| $896K | ﹤0.01% |
21,737
-5,042
| -19% | -$205K |
|
3595
CALL
V2X
VVX
$2.65B
| $894K | ﹤0.01% |
40,000
| – | – |
|
|
MYC
3596
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
| $892K | ﹤0.01% |
60,589
-14,492
| -19% | -$222K |
|
3597
Tootsie Roll Industries
TR
$2.99B
| $891K | ﹤0.01% |
31,116
-1,155
| -4% | -$33.1K |
|
3598
PUT
Advance Auto Parts
AAP
$3.49B
| $890K | ﹤0.01% |
+6,000
| New | +$964K |
|
3599
AXIS Capital
AXS
$7.62B
| $890K | ﹤0.01% |
13,273
-26,435
| -67% | -$1.77M |
|
3600
Baytex Energy
BTE
$2.93B
| $890K | ﹤0.01% |
260,328
-42,938
| -14% | -$167K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.