UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
PUT
RingCentral
RNG
$5.3B
| $1.78M | ﹤0.01% |
+60,000
| New | +$1.99M |
|
3552
Upbound Group
UPBD
$1.11B
| $1.78M | ﹤0.01% |
60,364
-21,459
| -26% | -$669K |
|
3553
Columbia Sportswear
COLM
$2.88B
| $1.77M | ﹤0.01% |
23,947
-18,428
| -43% | -$1.37M |
|
3554
Global X MSCI China Consumer Discretionary ETF
CHIQ
$124M
| $1.77M | ﹤0.01% |
96,413
-5,125
| -5% | -$98.4K |
|
3555
CALL
GDS Holdings
GDS
$6.54B
| $1.77M | ﹤0.01% |
162,000
| – | – |
|
|
ACLX
3556
DELISTED
Arcellx
ACLX
| $1.77M | ﹤0.01% |
49,432
-72,075
| -59% | -$2.48M |
|
|
DBL
3557
DoubleLine Opportunistic Credit Fund
DBL
$282M
| $1.77M | ﹤0.01% |
121,347
-4,399
| -3% | -$63.4K |
|
3558
CALL
CarMax
KMX
$8.26B
| $1.77M | ﹤0.01% |
+25,000
| New | +$2.05M |
|
3559
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$235M
| $1.77M | ﹤0.01% |
35,510
-480
| -1% | -$22.3K |
|
3560
Veracyte
VCYT
$3.73B
| $1.77M | ﹤0.01% |
79,126
+68,570
| +650% | +$1.76M |
|
|
ARGO
3561
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $1.77M | ﹤0.01% |
59,210
+17,228
| +41% | +$512K |
|
3562
Nuveen Core Plus Impact Fund
NPCT
$283M
| $1.76M | ﹤0.01% |
192,317
+87,984
| +84% | +$861K |
|
3563
Ingles Markets
IMKTA
$1.65B
| $1.76M | ﹤0.01% |
23,316
+7,400
| +46% | +$596K |
|
|
IAS
3564
DELISTED
Integral Ad Science
IAS
| $1.75M | ﹤0.01% |
147,576
+115,822
| +365% | +$1.79M |
|
|
DFS
3565
PUT
DELISTED
Discover Financial Services
DFS
| $1.75M | ﹤0.01% |
20,200
-20,100
| -50% | -$2M |
|
3566
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
| $1.75M | ﹤0.01% |
70,983
-6,311
| -8% | -$163K |
|
3567
CALL
Constellium
CSTM
$4.05B
| $1.75M | ﹤0.01% |
+96,100
| New | +$1.69M |
|
3568
Lumentum
LITE
$63.8B
| $1.75M | ﹤0.01% |
38,690
-60,467
| -61% | -$3.07M |
|
3569
Affirm
AFRM
$25.7B
| $1.75M | ﹤0.01% |
82,094
-287
| -0.3% | -$5.25K |
|
|
IRBT
3570
DELISTED
iRobot
IRBT
| $1.75M | ﹤0.01% |
46,069
-5,348
| -10% | -$215K |
|
3571
RGC Resources
RGCO
$222M
| $1.75M | ﹤0.01% |
100,888
-413
| -0.4% | -$7.74K |
|
3572
PTC Therapeutics
PTCT
$6.15B
| $1.74M | ﹤0.01% |
77,865
-14,186
| -15% | -$528K |
|
3573
Brookfield Infrastructure
BIPC
$4.92B
| $1.74M | ﹤0.01% |
49,315
+5,991
| +14% | +$247K |
|
3574
Capital Group US Multi-Sector Income ETF
CGMS
$5.41B
| $1.74M | ﹤0.01% |
68,163
+44,782
| +192% | +$1.16M |
|
3575
Lufax Holding
LU
$1.34B
| $1.74M | ﹤0.01% |
409,348
+58,072
| +17% | +$322K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.