UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
Elbit Systems
ESLT
$36.2B
| $2.05M | ﹤0.01% |
14,145
-926
| -6% | -$128K |
|
3552
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$309M
| $2.05M | ﹤0.01% |
111,495
+85,405
| +327% | +$1.5M |
|
|
IBMJ
3553
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $2.05M | ﹤0.01% |
79,961
-23,520
| -23% | -$602K |
|
3554
Dave & Buster's
PLAY
$350M
| $2.04M | ﹤0.01% |
53,367
-131,157
| -71% | -$4.74M |
|
3555
CALL
Darling Ingredients
DAR
$9.87B
| $2.04M | ﹤0.01% |
+28,400
| New | +$2.03M |
|
3556
Sonoco
SON
$5.7B
| $2.04M | ﹤0.01% |
34,265
-364
| -1% | -$23.3K |
|
3557
PBF Energy
PBF
$8.16B
| $2.04M | ﹤0.01% |
157,298
-78,376
| -33% | -$813K |
|
|
ENIA
3558
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $2.04M | ﹤0.01% |
348,484
+99,765
| +40% | +$668K |
|
3559
Freshpet
FRPT
$3.48B
| $2.04M | ﹤0.01% |
14,270
-6,405
| -31% | -$916K |
|
|
TPC
3560
Tutor Perini Cor
TPC
$5.15B
| $2.04M | ﹤0.01% |
156,802
+4,905
| +3% | +$67K |
|
3561
CALL
Take-Two Interactive
TTWO
$46.8B
| $2.03M | ﹤0.01% |
+13,200
| New | +$2.14M |
|
3562
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
| $2.03M | ﹤0.01% |
26,703
-9,922
| -27% | -$756K |
|
3563
FLEX LNG
FLNG
$1.58B
| $2.03M | ﹤0.01% |
112,871
+38,123
| +51% | +$570K |
|
3564
Domo
DOMO
$186M
| $2.03M | ﹤0.01% |
24,006
-9,787
| -29% | -$838K |
|
3565
Teradata
TDC
$2.53B
| $2.03M | ﹤0.01% |
35,325
-16,323
| -32% | -$841K |
|
3566
APi Group
APG
$18.6B
| $2.02M | ﹤0.01% |
149,220
+44,034
| +42% | +$638K |
|
3567
Otter Tail
OTTR
$3.97B
| $2.02M | ﹤0.01% |
36,071
+1,030
| +3% | +$54.6K |
|
3568
PUT
DigitalOcean
DOCN
$14.5B
| $2.02M | ﹤0.01% |
+26,000
| New | +$1.61M |
|
3569
Westamerica Bancorp
WABC
$1.36B
| $2.02M | ﹤0.01% |
35,856
-14,100
| -28% | -$792K |
|
3570
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
| $2.02M | ﹤0.01% |
74,153
-1,800
| -2% | -$50.1K |
|
3571
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
| $2.01M | ﹤0.01% |
121,010
+18,945
| +19% | +$318K |
|
|
VECT
3572
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
| $2.01M | ﹤0.01% |
260,498
+2,034
| +0.8% | +$17.4K |
|
3573
PUT
Baxter International
BAX
$14.3B
| $2.01M | ﹤0.01% |
25,000
| – | – |
|
3574
CALL
Lincoln National
LNC
$8.6B
| $2.01M | ﹤0.01% |
+29,200
| New | +$1.91M |
|
|
EH
3575
EHang Holdings
EH
$440M
| $2M | ﹤0.01% |
83,785
-2,140
| -2% | -$58.3K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.