UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CPE
3551
DELISTED
Callon Petroleum Company
CPE
| $794K | ﹤0.01% |
144,885
-151,336
| -51% | -$3.73M |
|
|
MCN
3552
Madison Covered Call & Equity Strategy Fund
MCN
$119M
| $793K | ﹤0.01% |
156,779
-2,890
| -2% | -$17.6K |
|
|
OPPE
3553
WisdomTree European Opportunities Fund
OPPE
$295M
| $792K | ﹤0.01% |
34,470
-2,643
| -7% | -$78.7K |
|
|
CGO
3554
Calamos Global Total Return Fund
CGO
$131M
| $791K | ﹤0.01% |
87,024
+25,765
| +42% | +$307K |
|
3555
Community Trust Bancorp
CTBI
$1.42B
| $791K | ﹤0.01% |
24,863
-7,847
| -24% | -$317K |
|
3556
Cogent Communications
CCOI
$552M
| $790K | ﹤0.01% |
9,631
-37,545
| -80% | -$2.84M |
|
3557
PUT
Steel Dynamics
STLD
$37.7B
| $789K | ﹤0.01% |
35,000
| – | – |
|
3558
CALL
Edgewell Personal Care
EPC
$1.3B
| $787K | ﹤0.01% |
32,700
-74,200
| -69% | -$2.22M |
|
3559
PUT
Televisa
TV
$1.48B
| $786K | ﹤0.01% |
135,600
+42,300
| +45% | +$413K |
|
|
CIT
3560
DELISTED
CIT Group Inc.
CIT
| $785K | ﹤0.01% |
45,491
-16,311
| -26% | -$616K |
|
3561
Century Communities
CCS
$1.99B
| $779K | ﹤0.01% |
53,704
-43,197
| -45% | -$1.23M |
|
3562
Virgin Galactic
SPCE
$500M
| $778K | ﹤0.01% |
2,631
+2,501
| +1,924% | +$951K |
|
|
TEAF
3563
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
| $777K | ﹤0.01% |
76,937
+25,336
| +49% | +$376K |
|
3564
First Hawaiian
FHB
$3.34B
| $776K | ﹤0.01% |
46,930
-29,287
| -38% | -$740K |
|
|
SOR
3565
Source Capital
SOR
$385M
| $774K | ﹤0.01% |
25,223
-2,022
| -7% | -$74.3K |
|
3566
Independence Realty Trust
IRT
$3.92B
| $773K | ﹤0.01% |
86,371
-135,866
| -61% | -$1.84M |
|
3567
iShares MSCI Agriculture Producers ETF
VEGI
$147M
| $773K | ﹤0.01% |
35,104
+1,124
| +3% | +$29.1K |
|
|
EOT
3568
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
| $772K | ﹤0.01% |
39,607
-74
| -0.2% | -$1.59K |
|
|
FMBI
3569
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $772K | ﹤0.01% |
58,346
-58,072
| -50% | -$1.09M |
|
|
BDN
3570
Brandywine Realty Trust
BDN
$539M
| $770K | ﹤0.01% |
73,139
-213,123
| -74% | -$3M |
|
|
GLCN
3571
DELISTED
VanEck China Growth Leaders ETF
GLCN
| $770K | ﹤0.01% |
22,206
+19,077
| +610% | +$740K |
|
3572
Hercules Capital
HTGC
$3.11B
| $769K | ﹤0.01% |
100,710
-1,028,013
| -91% | -$13.4M |
|
3573
NMI Holdings
NMIH
$3.34B
| $769K | ﹤0.01% |
66,285
-48,110
| -42% | -$1.27M |
|
3574
Invesco Food & Beverage ETF
PBJ
$107M
| $769K | ﹤0.01% |
27,531
+4,755
| +21% | +$150K |
|
3575
Spectrum Brands
SPB
$2.01B
| $769K | ﹤0.01% |
21,148
+6,454
| +44% | +$349K |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.