UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3526
WesBanco
WSBC
$4.05B
| $1.82M | ﹤0.01% |
74,701
+29,663
| +66% | +$771K |
|
3527
Gulfport Energy Corp
GPOR
$3.03B
| $1.82M | ﹤0.01% |
15,336
+15,203
| +11,431% | +$1.68M |
|
3528
Boot Barn
BOOT
$5.02B
| $1.82M | ﹤0.01% |
22,408
-14,589
| -39% | -$1.31M |
|
3529
Victory Capital Holdings
VCTR
$6.99B
| $1.82M | ﹤0.01% |
54,487
-48,629
| -47% | -$1.62M |
|
3530
FirstService
FSV
$6.3B
| $1.82M | ﹤0.01% |
12,475
+248
| +2% | +$37.9K |
|
|
DVAX
3531
DELISTED
Dynavax Technologies
DVAX
| $1.82M | ﹤0.01% |
122,899
-181,862
| -60% | -$2.56M |
|
3532
PUT
MoonLake Immunotherapeutics
MLTX
$1.41B
| $1.81M | ﹤0.01% |
+31,800
| New | +$1.76M |
|
|
VRN
3533
DELISTED
Veren
VRN
| $1.81M | ﹤0.01% |
218,350
-70,567
| -24% | -$563K |
|
|
FNA
3534
DELISTED
Paragon 28, Inc.
FNA
| $1.81M | ﹤0.01% |
144,330
+65,338
| +83% | +$986K |
|
3535
Flywire
FLYW
$2.13B
| $1.81M | ﹤0.01% |
56,769
-112,680
| -66% | -$3.6M |
|
|
CACG
3536
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
| $1.81M | ﹤0.01% |
44,442
-1,002
| -2% | -$42.3K |
|
3537
PUT
SiriusXM
SIRI
$9.61B
| $1.81M | ﹤0.01% |
+40,000
| New | +$1.86M |
|
3538
AAR Corp
AIR
$5.86B
| $1.8M | ﹤0.01% |
30,310
-56,532
| -65% | -$3.37M |
|
3539
PUT
MP Materials
MP
$9.84B
| $1.8M | ﹤0.01% |
94,400
-3,900
| -4% | -$86.5K |
|
|
RFM
3540
RiverNorth Flexible Municipal Income Fund
RFM
$91.4M
| $1.8M | ﹤0.01% |
126,045
+1,998
| +2% | +$31.2K |
|
3541
FLEX LNG
FLNG
$1.58B
| $1.8M | ﹤0.01% |
59,722
-21,588
| -27% | -$667K |
|
3542
Towne Bank
TOWN
$3.42B
| $1.8M | ﹤0.01% |
78,515
+27,306
| +53% | +$658K |
|
|
TWOU
3543
CALL
DELISTED
2U Inc
TWOU
| $1.8M | ﹤0.01% |
24,263
| – | – |
|
3544
Nexstar Media Group
NXST
$5.69B
| $1.79M | ﹤0.01% |
12,513
-85,775
| -87% | -$13.9M |
|
|
LAC
3545
DELISTED
Lithium Americas Corp. Common Shares
LAC
| $1.79M | ﹤0.01% |
105,385
+4,689
| +5% | +$88.5K |
|
3546
Delek Logistics
DKL
$3.11B
| $1.79M | ﹤0.01% |
42,663
+8,952
| +27% | +$396K |
|
|
3547
CALL
SiriusXM
SIRI
$9.61B
| $1.79M | ﹤0.01% |
+39,610
| New | +$1.84M |
|
|
SPWR
3548
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.79M | ﹤0.01% |
289,843
+34,695
| +14% | +$286K |
|
3549
CALL
Grocery Outlet
GO
$972M
| $1.79M | ﹤0.01% |
+61,900
| New | +$1.97M |
|
3550
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
| $1.78M | ﹤0.01% |
35,370
+1,422
| +4% | +$77.7K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.