UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3526
Denison Mines
DNN
$3B
| $2.1M | ﹤0.01% |
1,431,482
+442,575
| +45% | +$537K |
|
3527
PUT
UiPath
PATH
$8.13B
| $2.1M | ﹤0.01% |
+40,000
| New | +$2.42M |
|
3528
Fulton Financial
FULT
$4.64B
| $2.1M | ﹤0.01% |
137,620
-150,078
| -52% | -$2.32M |
|
3529
California Water Service
CWT
$3.1B
| $2.1M | ﹤0.01% |
35,674
+768
| +2% | +$47.2K |
|
|
BCPC
3530
Balchem Corp
BCPC
$5.7B
| $2.1M | ﹤0.01% |
14,483
-116
| -0.8% | -$15.7K |
|
3531
Omnicell
OMCL
$1.68B
| $2.1M | ﹤0.01% |
14,145
-5,669
| -29% | -$869K |
|
|
FIV
3532
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
| $2.1M | ﹤0.01% |
217,790
-16,345
| -7% | -$156K |
|
3533
RBC Bearings
RBC
$17.4B
| $2.1M | ﹤0.01% |
9,888
-3,622
| -27% | -$786K |
|
3534
PUT
Lufax Holding
LU
$1.35B
| $2.09M | ﹤0.01% |
75,000
-50,000
| -40% | -$1.66M |
|
3535
State Street Income Allocation ETF
INKM
$75.2M
| $2.09M | ﹤0.01% |
59,481
-12,261
| -17% | -$437K |
|
|
TGNA
3536
DELISTED
TEGNA Inc
TGNA
| $2.09M | ﹤0.01% |
105,830
-32,711
| -24% | -$594K |
|
3537
Gold Fields
GFI
$36B
| $2.09M | ﹤0.01% |
257,024
-33,335
| -11% | -$298K |
|
|
SC
3538
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $2.08M | ﹤0.01% |
49,856
+18,842
| +61% | +$776K |
|
|
LTC
3539
LTC Properties
LTC
$2.05B
| $2.08M | ﹤0.01% |
65,556
+25,532
| +64% | +$913K |
|
|
JBTM
3540
JBT Marel
JBTM
$6.38B
| $2.07M | ﹤0.01% |
14,747
-1,939
| -12% | -$278K |
|
3541
Cathay General Bancorp
CATY
$4.26B
| $2.07M | ﹤0.01% |
49,945
-12,288
| -20% | -$479K |
|
3542
PUT
Diamondback Energy
FANG
$56.6B
| $2.06M | ﹤0.01% |
+21,800
| New | +$1.75M |
|
|
VSTO
3543
DELISTED
Vista Outdoor Inc.
VSTO
| $2.06M | ﹤0.01% |
51,175
+1,996
| +4% | +$82.2K |
|
|
MANT
3544
DELISTED
Mantech International Corp
MANT
| $2.06M | ﹤0.01% |
27,170
-49,235
| -64% | -$4.03M |
|
3545
PUT
DoorDash
DASH
$93.5B
| $2.06M | ﹤0.01% |
10,000
-15,000
| -60% | -$2.87M |
|
|
SPPI
3546
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $2.06M | ﹤0.01% |
944,969
+834,596
| +756% | +$2.28M |
|
|
CADE
3547
DELISTED
Cadence Bancorporation
CADE
| $2.06M | ﹤0.01% |
93,600
-90,809
| -49% | -$1.85M |
|
3548
Skywest
SKYW
$4.21B
| $2.05M | ﹤0.01% |
41,629
+18,317
| +79% | +$797K |
|
|
PPBI
3549
DELISTED
Pacific Premier Bancorp
PPBI
| $2.05M | ﹤0.01% |
49,542
-52,222
| -51% | -$2.05M |
|
3550
Dana Inc
DAN
$3.25B
| $2.05M | ﹤0.01% |
92,224
-6,019
| -6% | -$138K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.