UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3526
Cirrus Logic
CRUS
$6.74B
| $1.3M | ﹤0.01% |
25,056
-9,115
| -27% | -$492K |
|
|
FTR
3527
DELISTED
Frontier Communications Corp.
FTR
| $1.3M | ﹤0.01% |
191,714
-215,930
| -53% | -$2.01M |
|
3528
Kratos Defense & Security Solutions
KTOS
$9.73B
| $1.29M | ﹤0.01% |
122,229
-11,132
| -8% | -$127K |
|
|
AFT
3529
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $1.29M | ﹤0.01% |
79,531
+2,835
| +4% | +$46.7K |
|
3530
Babcock & Wilcox
BW
$1.51B
| $1.29M | ﹤0.01% |
22,685
+20,064
| +766% | +$910K |
|
3531
Ennis
EBF
$565M
| $1.29M | ﹤0.01% |
62,127
-10,296
| -14% | -$206K |
|
|
SF
3532
Stifel
SF
$12.7B
| $1.29M | ﹤0.01% |
48,690
+12,348
| +34% | +$302K |
|
|
BNY
3533
DELISTED
BlackRock New York Municipal Income Trust
BNY
| $1.29M | ﹤0.01% |
89,955
+6,557
| +8% | +$97.1K |
|
|
BPMC
3534
DELISTED
Blueprint Medicines
BPMC
| $1.28M | ﹤0.01% |
17,044
-16,391
| -49% | -$1.15M |
|
3535
SITE Centers
SITC
$166M
| $1.28M | ﹤0.01% |
111,321
-78,130
| -41% | -$833K |
|
3536
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
| $1.28M | ﹤0.01% |
17,642
+1,455
| +9% | +$106K |
|
3537
Invesco Energy Exploration & Production ETF
PXE
$82.5M
| $1.28M | ﹤0.01% |
56,052
-8,542
| -13% | -$183K |
|
3538
Tidewater
TDW
$4.19B
| $1.28M | ﹤0.01% |
52,585
+25,134
| +92% | +$658K |
|
|
DMO
3539
Western Asset Mortgage Opportunity Fund
DMO
$119M
| $1.28M | ﹤0.01% |
51,939
-7,859
| -13% | -$196K |
|
3540
CALL
BioMarin Pharmaceuticals
BMRN
$11.7B
| $1.28M | ﹤0.01% |
14,332
-9,988
| -41% | -$868K |
|
3541
CALL
Valero Energy
VLO
$88.9B
| $1.28M | ﹤0.01% |
13,900
-192,100
| -93% | -$15.8M |
|
3542
Invesco Next Gen Connectivity ETF
KNCT
$162M
| $1.28M | ﹤0.01% |
27,571
+1,512
| +6% | +$69.8K |
|
3543
CALL
Armstrong World Industries
AWI
$7.74B
| $1.27M | ﹤0.01% |
+21,000
| New | +$1.16M |
|
3544
CALL
Autoliv
ALV
$9.12B
| $1.27M | ﹤0.01% |
+13,880
| New | +$1.26M |
|
|
STL
3545
DELISTED
Sterling Bancorp
STL
| $1.27M | ﹤0.01% |
51,677
-1,311
| -2% | -$32.5K |
|
3546
Global X Silver Miners ETF NEW
SIL
$4.22B
| $1.27M | ﹤0.01% |
38,911
-23,658
| -38% | -$757K |
|
|
AVK
3547
Advent Convertible and Income Fund
AVK
$562M
| $1.27M | ﹤0.01% |
81,950
+4,654
| +6% | +$72.3K |
|
|
EOT
3548
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
| $1.27M | ﹤0.01% |
56,205
-1,808
| -3% | -$40.9K |
|
3549
PTC Therapeutics
PTCT
$5.77B
| $1.27M | ﹤0.01% |
75,863
+12,150
| +19% | +$206K |
|
3550
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
| $1.26M | ﹤0.01% |
24,330
-136,172
| -85% | -$7.1M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.