UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FDEU
3501
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $1.87M | ﹤0.01% |
150,686
-2,120
| -1% | -$27.6K |
|
3502
Corcept Therapeutics
CORT
$12.1B
| $1.87M | ﹤0.01% |
68,551
+20,627
| +43% | +$597K |
|
|
NXGN
3503
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $1.86M | ﹤0.01% |
78,389
+29,009
| +59% | +$546K |
|
|
EQC
3504
DELISTED
Equity Commonwealth
EQC
| $1.86M | ﹤0.01% |
100,986
+7,865
| +8% | +$153K |
|
3505
CALL
TE Connectivity
TEL
$63.3B
| $1.85M | ﹤0.01% |
+15,000
| New | +$2.01M |
|
|
3506
PUT
TE Connectivity
TEL
$63.3B
| $1.85M | ﹤0.01% |
+15,000
| New | +$2.01M |
|
3507
CALL
Nutrien
NTR
$32.1B
| $1.85M | ﹤0.01% |
30,000
| – | – |
|
|
SGI
3508
Somnigroup International
SGI
$13.7B
| $1.85M | ﹤0.01% |
42,745
-8,124
| -16% | -$360K |
|
|
AYX
3509
DELISTED
Alteryx Inc
AYX
| $1.85M | ﹤0.01% |
49,031
-32,254
| -40% | -$1.16M |
|
3510
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$435M
| $1.84M | ﹤0.01% |
18,245
+2,303
| +14% | +$243K |
|
3511
Nuveen Credit Strategies Income Fund
JQC
$717M
| $1.84M | ﹤0.01% |
364,479
+5,778
| +2% | +$29.3K |
|
3512
Laureate Education
LAUR
$5.05B
| $1.84M | ﹤0.01% |
130,667
+28,304
| +28% | +$380K |
|
3513
Inspire Global Hope ETF
BLES
$164M
| $1.84M | ﹤0.01% |
57,821
-27,786
| -32% | -$928K |
|
3514
PUT
Vistra
VST
$48.6B
| $1.84M | ﹤0.01% |
55,500
| – | – |
|
|
FM
3515
DELISTED
iShares Frontier and Select EM ETF
FM
| $1.84M | ﹤0.01% |
71,019
-47,446
| -40% | -$1.28M |
|
|
SASR
3516
DELISTED
Sandy Spring Bancorp Inc
SASR
| $1.84M | ﹤0.01% |
85,873
+63,519
| +284% | +$1.45M |
|
|
EFR
3517
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
| $1.84M | ﹤0.01% |
151,726
-258
| -0.2% | -$3.1K |
|
|
IGA
3518
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
| $1.84M | ﹤0.01% |
221,325
+6,431
| +3% | +$54K |
|
3519
Trinity Capital Inc.
TRIN
$1.72B
| $1.84M | ﹤0.01% |
131,899
+39,103
| +42% | +$567K |
|
3520
Braze
BRZE
$3.18B
| $1.83M | ﹤0.01% |
39,243
-63,890
| -62% | -$2.81M |
|
3521
Cooper-Standard Automotive
CPS
$487M
| $1.83M | ﹤0.01% |
136,485
+122,861
| +902% | +$1.95M |
|
|
LEO
3522
BNY Mellon Strategic Municipals
LEO
$387M
| $1.83M | ﹤0.01% |
343,112
-7,469
| -2% | -$43.6K |
|
3523
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
| $1.83M | ﹤0.01% |
77,872
-22,931
| -23% | -$557K |
|
3524
Navient
NAVI
$803M
| $1.83M | ﹤0.01% |
106,087
-82,178
| -44% | -$1.48M |
|
3525
Fiverr
FVRR
$315M
| $1.82M | ﹤0.01% |
74,564
+5,776
| +8% | +$163K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.