UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FEN
3501
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $1.78M | ﹤0.01% |
166,848
-3,697
| -2% | -$38.3K |
|
|
CSOD
3502
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $1.78M | ﹤0.01% |
40,481
+14,384
| +55% | +$595K |
|
3503
PUT
Shake Shack
SHAK
$2.93B
| $1.78M | ﹤0.01% |
+20,985
| New | +$1.63M |
|
3504
LendingTree
TREE
$445M
| $1.78M | ﹤0.01% |
6,500
+3,846
| +145% | +$1.14M |
|
3505
Hercules Capital
HTGC
$3.14B
| $1.78M | ﹤0.01% |
123,333
-76,666
| -38% | -$976K |
|
|
TUP
3506
DELISTED
Tupperware Brands Corporation
TUP
| $1.78M | ﹤0.01% |
54,892
+28,138
| +105% | +$830K |
|
3507
Beam Therapeutics
BEAM
$2.77B
| $1.78M | ﹤0.01% |
21,756
+17,295
| +388% | +$851K |
|
|
SNBR
3508
DELISTED
Sleep Number
SNBR
| $1.77M | ﹤0.01% |
21,634
+3,561
| +20% | +$247K |
|
3509
CALL
Phillips 66
PSX
$88B
| $1.77M | ﹤0.01% |
25,300
| – | – |
|
3510
RLJ Lodging Trust
RLJ
$1.68B
| $1.77M | ﹤0.01% |
124,866
-60,218
| -33% | -$675K |
|
3511
Copa Holdings
CPA
$5.59B
| $1.76M | ﹤0.01% |
22,844
+3,634
| +19% | +$242K |
|
3512
PUT
Dillards
DDS
$10.1B
| $1.76M | ﹤0.01% |
28,000
-23,300
| -45% | -$1.14M |
|
3513
PJT Partners
PJT
$4.41B
| $1.76M | ﹤0.01% |
23,437
+1,601
| +7% | +$113K |
|
3514
iShares Core Moderate Allocation ETF
AOM
$1.77B
| $1.76M | ﹤0.01% |
40,821
-1,451
| -3% | -$61.1K |
|
3515
NGL Energy Partners
NGL
$2.16B
| $1.76M | ﹤0.01% |
733,213
-758,036
| -51% | -$2.26M |
|
3516
Terex
TEX
$7.8B
| $1.76M | ﹤0.01% |
50,431
-23,576
| -32% | -$696K |
|
|
FFC
3517
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
| $1.76M | ﹤0.01% |
74,983
-1,208
| -2% | -$26.8K |
|
3518
Evertec
EVTC
$1.78B
| $1.76M | ﹤0.01% |
44,657
+21,144
| +90% | +$785K |
|
3519
Knowles
KN
$3.32B
| $1.76M | ﹤0.01% |
95,280
+21,606
| +29% | +$361K |
|
|
BRW
3520
Saba Capital Income & Opportunities Fund
BRW
$336M
| $1.75M | ﹤0.01% |
196,319
-34,710
| -15% | -$306K |
|
3521
iShares Emerging Markets Infrastructure ETF
EMIF
$13M
| $1.75M | ﹤0.01% |
71,477
+70,431
| +6,733% | +$1.6M |
|
|
FSR
3522
DELISTED
Fisker Inc.
FSR
| $1.75M | ﹤0.01% |
119,582
+114,251
| +2,143% | +$1.68M |
|
|
EVY
3523
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
| $1.75M | ﹤0.01% |
125,026
-5,233
| -4% | -$70.1K |
|
|
BRMK
3524
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $1.75M | ﹤0.01% |
171,173
-16,387
| -9% | -$167K |
|
3525
Minerals Technologies
MTX
$2.34B
| $1.74M | ﹤0.01% |
28,072
-2,791
| -9% | -$166K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.