UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3476
PUT
Synchrony
SYF
$25.5B
| $1.91M | ﹤0.01% |
+62,600
| New | +$2.08M |
|
3477
Kulicke & Soffa
KLIC
$4.76B
| $1.91M | ﹤0.01% |
39,319
-27,384
| -41% | -$1.45M |
|
3478
Calix
CALX
$2.49B
| $1.91M | ﹤0.01% |
41,708
-4,825
| -10% | -$218K |
|
|
FPF
3479
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $1.91M | ﹤0.01% |
128,291
-3,626
| -3% | -$55.3K |
|
3480
CALL
Tower Semiconductor
TSEM
$28.2B
| $1.91M | ﹤0.01% |
+77,800
| New | +$2.49M |
|
|
DSM
3481
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
| $1.91M | ﹤0.01% |
383,584
-160,002
| -29% | -$878K |
|
3482
CALL
First Industrial Realty Trust
FR
$8.35B
| $1.9M | ﹤0.01% |
+40,000
| New | +$2.06M |
|
3483
InvenTrust Properties
IVT
$2.56B
| $1.9M | ﹤0.01% |
79,884
+4,008
| +5% | +$96.4K |
|
3484
Douglas Emmett
DEI
$1.92B
| $1.9M | ﹤0.01% |
148,862
-39,125
| -21% | -$529K |
|
3485
Hyatt Hotels
H
$16.3B
| $1.9M | ﹤0.01% |
17,896
-12,818
| -42% | -$1.46M |
|
3486
Pacer Data & Infrastructure Real Estate ETF
SRVR
$380M
| $1.9M | ﹤0.01% |
73,306
-28,464
| -28% | -$813K |
|
3487
Alight
ALIT
$364M
| $1.9M | ﹤0.01% |
13,382
+436
| +3% | +$73.2K |
|
3488
SmartRent
SMRT
$270M
| $1.9M | ﹤0.01% |
726,787
+96,145
| +15% | +$327K |
|
3489
Carter's
CRI
$1.46B
| $1.9M | ﹤0.01% |
27,417
+336
| +1% | +$24K |
|
3490
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
| $1.89M | ﹤0.01% |
95,488
+510
| +0.5% | +$11.1K |
|
3491
Middlesex Water
MSEX
$1.1B
| $1.89M | ﹤0.01% |
28,579
-15,096
| -35% | -$1.16M |
|
3492
PUT
BHP
BHP
$229B
| $1.89M | ﹤0.01% |
+33,200
| New | +$1.94M |
|
|
TPH
3493
DELISTED
Tri Pointe Homes
TPH
| $1.88M | ﹤0.01% |
68,884
-22,181
| -24% | -$681K |
|
3494
Invesco Russell 2000 Dynamic Multifactor ETF
OMFS
$286M
| $1.88M | ﹤0.01% |
55,453
+14,381
| +35% | +$519K |
|
3495
Forrester Research
FORR
$225M
| $1.88M | ﹤0.01% |
65,099
-56,922
| -47% | -$1.75M |
|
3496
PUT
Hilton Worldwide
HLT
$70.8B
| $1.88M | ﹤0.01% |
12,500
| – | – |
|
|
X
3497
DELISTED
US Steel
X
| $1.88M | ﹤0.01% |
57,797
-98,016
| -63% | -$2.75M |
|
3498
Gerdau
GGB
$9.21B
| $1.87M | ﹤0.01% |
471,246
-665,390
| -59% | -$2.96M |
|
3499
Sylvamo
SLVM
$1.58B
| $1.87M | ﹤0.01% |
42,548
-62,987
| -60% | -$2.71M |
|
3500
CALL
Tronox
TROX
$1.02B
| $1.87M | ﹤0.01% |
139,100
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.