UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3476
Tootsie Roll Industries
TR
$2.97B
| $2.26M | ﹤0.01% |
86,163
-618
| -0.7% | -$17.4K |
|
3477
MaxLinear
MXL
$6.32B
| $2.26M | ﹤0.01% |
45,877
+2,450
| +6% | +$118K |
|
|
RFI
3478
Cohen & Steers Total Return Realty Fund
RFI
$305M
| $2.25M | ﹤0.01% |
138,266
+1,883
| +1% | +$31K |
|
3479
PUT
Teva Pharmaceuticals
TEVA
$42.8B
| $2.25M | ﹤0.01% |
231,100
-168,900
| -42% | -$1.58M |
|
3480
Adeia
ADEA
$3.07B
| $2.25M | ﹤0.01% |
450,859
+79,432
| +21% | +$428K |
|
|
CCD
3481
Calamos Dynamic Convertible & Income Fund
CCD
$746M
| $2.24M | ﹤0.01% |
73,563
-8,377
| -10% | -$260K |
|
3482
PTC
PTC
$16.4B
| $2.24M | ﹤0.01% |
18,669
-8,436
| -31% | -$1.12M |
|
3483
Invesco Biotechnology & Genome ETF
PBE
$359M
| $2.24M | ﹤0.01% |
29,872
+67
| +0.2% | +$5.11K |
|
3484
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$712M
| $2.23M | ﹤0.01% |
44,161
-5,551
| -11% | -$274K |
|
3485
Atea Pharmaceuticals
AVIR
$395M
| $2.23M | ﹤0.01% |
63,687
-611,422
| -91% | -$17M |
|
|
BTA
3486
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $2.23M | ﹤0.01% |
164,977
+43,610
| +36% | +$610K |
|
3487
WisdomTree US LargeCap Fund
EPS
$1.65B
| $2.23M | ﹤0.01% |
48,468
-167
| -0.3% | -$7.92K |
|
3488
Alamos Gold
AGI
$14.1B
| $2.23M | ﹤0.01% |
309,397
-24,112
| -7% | -$185K |
|
|
CSR
3489
Centerspace
CSR
$929M
| $2.22M | ﹤0.01% |
23,527
+10,347
| +79% | +$974K |
|
|
PMO
3490
Franklin Municipal Opportunities Trust
PMO
$286M
| $2.22M | ﹤0.01% |
162,158
-38,674
| -19% | -$556K |
|
3491
Prudential
PUK
$34.2B
| $2.22M | ﹤0.01% |
56,557
-22,059
| -28% | -$853K |
|
3492
Dimensional US Targeted Value ETF
DFAT
$14.8B
| $2.21M | ﹤0.01% |
49,868
-9,725
| -16% | -$431K |
|
3493
Champion Homes
SKY
$5.11B
| $2.21M | ﹤0.01% |
36,849
+13,266
| +56% | +$786K |
|
3494
Regal Rexnord
RRX
$11.7B
| $2.21M | ﹤0.01% |
14,715
-1,444
| -9% | -$207K |
|
3495
Shake Shack
SHAK
$2.93B
| $2.21M | ﹤0.01% |
28,182
-11,580
| -29% | -$1.05M |
|
3496
Avient
AVNT
$4.21B
| $2.21M | ﹤0.01% |
47,693
-885
| -2% | -$42.5K |
|
3497
DaVita
DVA
$11.6B
| $2.21M | ﹤0.01% |
19,005
-117,803
| -86% | -$14.8M |
|
3498
RGC Resources
RGCO
$226M
| $2.2M | ﹤0.01% |
97,823
+127
| +0.1% | +$3.1K |
|
3499
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
| $2.2M | ﹤0.01% |
13,045
| – | – |
|
3500
Chord Energy
CHRD
$7.55B
| $2.2M | ﹤0.01% |
22,086
+12,537
| +131% | +$1.15M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.