UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KTF
3476
DWS Municipal Income Trust
KTF
$352M
| $1.66M | ﹤0.01% |
143,185
-26,587
| -16% | -$307K |
|
|
SAIL
3477
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
| $1.66M | ﹤0.01% |
88,807
+19,118
| +27% | +$406K |
|
3478
LG Display
LPL
$3.3B
| $1.66M | ﹤0.01% |
278,528
-1,088,580
| -80% | -$6.7M |
|
3479
Enanta Pharmaceuticals
ENTA
$400M
| $1.66M | ﹤0.01% |
27,573
+21,376
| +345% | +$1.59M |
|
3480
Oaktree Specialty Lending
OCSL
$1.14B
| $1.66M | ﹤0.01% |
106,579
-61,344
| -37% | -$965K |
|
|
PRFT
3481
DELISTED
Perficient Inc
PRFT
| $1.65M | ﹤0.01% |
42,835
+24,970
| +140% | +$904K |
|
3482
VanEck Morningstar International Moat ETF
MOTI
$76.9M
| $1.65M | ﹤0.01% |
54,176
-1,093
| -2% | -$33K |
|
3483
First Trust Eurozone AlphaDEX
FEUZ
$134M
| $1.65M | ﹤0.01% |
43,557
-43,859
| -50% | -$1.65M |
|
|
CS
3484
PUT
DELISTED
Credit Suisse Group
CS
| $1.65M | ﹤0.01% |
135,000
| – | – |
|
3485
Monro
MNRO
$398M
| $1.65M | ﹤0.01% |
20,847
+1,597
| +8% | +$128K |
|
3486
ITT
ITT
$19.1B
| $1.64M | ﹤0.01% |
26,839
-18,073
| -40% | -$1.09M |
|
3487
CALL
Ligand Pharmaceuticals
LGND
$6.36B
| $1.64M | ﹤0.01% |
+26,450
| New | +$1.66M |
|
|
SAND
3488
DELISTED
Sandstorm Gold
SAND
| $1.64M | ﹤0.01% |
290,951
-40,987
| -12% | -$249K |
|
|
TELL
3489
CALL
DELISTED
Tellurian Inc.
TELL
| $1.64M | ﹤0.01% |
197,000
+120,000
| +156% | +$861K |
|
|
SFIX
3490
CALL
Stitch Fix
SFIX
$560M
| $1.64M | ﹤0.01% |
+85,000
| New | +$1.97M |
|
3491
ORIX
IX
$43.5B
| $1.63M | ﹤0.01% |
108,700
-8,270
| -7% | -$124K |
|
3492
Zillow
Z
$7.56B
| $1.63M | ﹤0.01% |
54,819
-833,429
| -94% | -$33.2M |
|
3493
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
| $1.63M | ﹤0.01% |
33,509
-3,867
| -10% | -$188K |
|
|
MMT
3494
Aberdeen Multi-Market Income Fund
MMT
$243M
| $1.63M | ﹤0.01% |
276,264
+19,028
| +7% | +$111K |
|
|
SOHO
3495
DELISTED
Sotherly Hotels
SOHO
| $1.63M | ﹤0.01% |
244,075
-3,294
| -1% | -$22.6K |
|
3496
Tompkins Financial
TMP
$1.42B
| $1.63M | ﹤0.01% |
20,114
+8,187
| +69% | +$655K |
|
3497
Barron's 400 ETF
BFOR
$236M
| $1.63M | ﹤0.01% |
163,976
+640
| +0.4% | +$6.34K |
|
3498
Lindsay Corp
LNN
$1.18B
| $1.63M | ﹤0.01% |
17,567
+1,301
| +8% | +$116K |
|
3499
AerCap
AER
$23.8B
| $1.63M | ﹤0.01% |
29,748
-23,246
| -44% | -$1.23M |
|
3500
Invesco MSCI Sustainable Future ETF
ERTH
$138M
| $1.62M | ﹤0.01% |
36,367
+984
| +3% | +$43.3K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.