UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Vanguard Total International Stock ETF
VXUS
$158B
| $172M | 0.06% |
3,213,415
+172,882
| +6% | +$9.65M |
|
327
Marathon Petroleum
MPC
$91.3B
| $171M | 0.06% |
1,127,754
+183,940
| +19% | +$25.6M |
|
328
CALL
JPMorgan Chase
JPM
$950B
| $170M | 0.06% |
1,173,465
+510,165
| +77% | +$76.5M |
|
329
PUT
Chipotle Mexican Grill
CMG
$42.8B
| $168M | 0.06% |
4,590,000
+1,370,000
| +43% | +$53.4M |
|
330
PUT
Workday
WDAY
$42.3B
| $167M | 0.06% |
777,600
+345,300
| +80% | +$80.1M |
|
331
CALL
FedEx
FDX
$74.1B
| $167M | 0.06% |
629,716
+419,016
| +199% | +$109M |
|
332
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $166M | 0.06% |
3,611,367
-71,495
| -2% | -$3.42M |
|
333
CALL
Citigroup
C
$230B
| $166M | 0.06% |
4,032,100
+1,724,600
| +75% | +$75.7M |
|
334
Edwards Lifesciences
EW
$51.6B
| $164M | 0.06% |
2,370,336
+302
| +0% | +$24.3K |
|
335
PUT
Mastercard
MA
$500B
| $164M | 0.06% |
414,500
+34,700
| +9% | +$13.9M |
|
336
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
| $163M | 0.06% |
763,096
-43,785
| -5% | -$9.95M |
|
337
iShares China Large-Cap ETF
FXI
$4.33B
| $163M | 0.06% |
6,149,321
-1,261,249
| -17% | -$34.8M |
|
338
United Rentals
URI
$71.6B
| $163M | 0.06% |
366,624
-29,409
| -7% | -$13.5M |
|
339
Kraft Heinz
KHC
$31.6B
| $162M | 0.06% |
4,814,826
+1,409,852
| +41% | +$48.7M |
|
340
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $161M | 0.06% |
5,350,478
+160,119
| +3% | +$4.89M |
|
341
PUT
M&T Bank
MTB
$36.7B
| $161M | 0.06% |
1,272,800
-173,000
| -12% | -$22.6M |
|
342
CALL
Alphabet (Google) Class C
GOOG
$4.59T
| $160M | 0.06% |
1,217,006
+352,176
| +41% | +$45.8M |
|
343
Humana
HUM
$43.5B
| $160M | 0.06% |
328,404
-53,623
| -14% | -$25.2M |
|
344
Aptiv
APTV
$10.1B
| $159M | 0.05% |
1,609,172
+544,362
| +51% | +$56.3M |
|
345
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $159M | 0.05% |
3,114,912
-273,130
| -8% | -$13.9M |
|
346
PUT
Union Pacific
UNP
$176B
| $158M | 0.05% |
777,900
+70,400
| +10% | +$15.3M |
|
347
iShares Russell 2000 Value ETF
IWN
$14.7B
| $158M | 0.05% |
1,168,475
-18,299
| -2% | -$2.62M |
|
|
HDV
348
iShares Core High Dividend ETF
HDV
$14.8B
| $158M | 0.05% |
8,005,630
-1,408,290
| -15% | -$28.8M |
|
349
McKesson
MCK
$97.2B
| $158M | 0.05% |
363,649
-42,383
| -10% | -$17.9M |
|
350
First Trust Preferred Securities and Income ETF
FPE
$6.35B
| $158M | 0.05% |
9,900,363
+109,938
| +1% | +$1.77M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.