UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Ecolab
ECL
$79.1B
| $183M | 0.06% |
875,189
+24,779
| +3% | +$5.43M |
|
327
Fortinet
FTNT
$123B
| $182M | 0.06% |
3,118,405
-464,665
| -13% | -$26.9M |
|
328
FedEx
FDX
$74.3B
| $182M | 0.06% |
830,346
-46,706
| -5% | -$12.7M |
|
329
Elevance Health
ELV
$82.6B
| $181M | 0.06% |
485,480
+20,711
| +4% | +$7.87M |
|
330
Schwab US Dividend Equity ETF
SCHD
$105B
| $179M | 0.06% |
7,247,637
+196,653
| +3% | +$5M |
|
331
PUT
AbbVie
ABBV
$430B
| $179M | 0.06% |
1,660,136
+272,800
| +20% | +$31.2M |
|
332
Halliburton
HAL
$27B
| $179M | 0.06% |
8,259,025
+2,253,068
| +38% | +$46.2M |
|
333
Pinduoduo
PDD
$130B
| $178M | 0.06% |
1,961,043
+309,365
| +19% | +$30.1M |
|
334
General Motors
GM
$77.7B
| $177M | 0.06% |
3,359,649
-1,282,409
| -28% | -$68.2M |
|
335
First Trust Capital Strength ETF
FTCS
$7.9B
| $177M | 0.06% |
2,363,652
+78,790
| +3% | +$6.14M |
|
336
Vanguard Consumer Discretionary ETF
VCR
$6.3B
| $177M | 0.06% |
569,825
-7,702
| -1% | -$2.44M |
|
|
INFO
337
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $177M | 0.06% |
1,513,668
+176,160
| +13% | +$20.8M |
|
|
MIC
338
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $176M | 0.06% |
4,342,179
+2,399,592
| +124% | +$94.8M |
|
339
PNC Financial Services
PNC
$102B
| $176M | 0.06% |
898,833
-74,970
| -8% | -$14.2M |
|
340
CALL
NVIDIA
NVDA
$5.12T
| $176M | 0.06% |
8,481,800
+600,680
| +8% | +$12.5M |
|
341
PUT
TSMC
TSM
$2.17T
| $173M | 0.05% |
1,549,050
+463,700
| +43% | +$54.4M |
|
342
SLB Ltd
SLB
$75.1B
| $172M | 0.05% |
5,818,193
+989,414
| +20% | +$28.3M |
|
343
Norfolk Southern
NSC
$76.3B
| $172M | 0.05% |
718,080
-65,940
| -8% | -$16.9M |
|
344
PUT
Comcast
CMCSA
$87.9B
| $170M | 0.05% |
3,034,360
+263,459
| +10% | +$15.4M |
|
345
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $169M | 0.05% |
3,553,986
+398,788
| +13% | +$19.3M |
|
346
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
| $168M | 0.05% |
2,115,293
+44,066
| +2% | +$3.58M |
|
347
CALL
UBS Group
UBS
$176B
| $167M | 0.05% |
10,491,667
+251,215
| +2% | +$4.07M |
|
348
Ford
F
$57B
| $167M | 0.05% |
11,796,348
+353,305
| +3% | +$4.81M |
|
349
PUT
IBM
IBM
$219B
| $167M | 0.05% |
1,256,535
-171,248
| -12% | -$22.9M |
|
350
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $166M | 0.05% |
1,895,900
+795,900
| +72% | +$69.8M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.