UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
iShares Gold Trust
IAU
$62.5B
| $122M | 0.06% |
4,974,262
+46,547
| +0.9% | +$1.14M |
|
|
AABA
327
CALL
DELISTED
Altaba Inc
AABA
| $122M | 0.06% |
1,842,300
+594,400
| +48% | +$36.5M |
|
328
PUT
VanEck Gold Miners ETF
GDX
$22.7B
| $122M | 0.06% |
5,311,900
-359,200
| -6% | -$8.29M |
|
329
PUT
JD.com
JD
$42.9B
| $121M | 0.06% |
3,169,677
+1,605,977
| +103% | +$68.7M |
|
330
iShares Russell 1000 ETF
IWB
$47.9B
| $121M | 0.06% |
863,007
-5,898
| -0.7% | -$809K |
|
331
First Trust Preferred Securities and Income ETF
FPE
$6.33B
| $120M | 0.06% |
5,993,072
+935,114
| +18% | +$18.8M |
|
332
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
| $120M | 0.06% |
3,866,118
-19,515
| -0.5% | -$591K |
|
333
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
| $120M | 0.06% |
1,362,331
+389
| +0% | +$34.2K |
|
334
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $120M | 0.06% |
4,033,468
-471,860
| -10% | -$13.8M |
|
335
CALL
Procter & Gamble
PG
$347B
| $120M | 0.06% |
+1,315,200
| New | +$120M |
|
336
Vanguard FTSE Pacific ETF
VPL
$7.89B
| $118M | 0.05% |
1,735,018
+125,475
| +8% | +$8.44M |
|
337
Howard Hughes
HHH
$4B
| $118M | 0.05% |
1,051,305
+1,661
| +0.2% | +$190K |
|
|
COL
338
DELISTED
Rockwell Collins
COL
| $118M | 0.05% |
902,414
-2,187,160
| -71% | -$266M |
|
339
PUT
iShares MSCI Brazil ETF
EWZ
$9.13B
| $117M | 0.05% |
2,812,800
-1,880,200
| -40% | -$73.6M |
|
340
PUT
Alphabet (Google) Class C
GOOG
$4.07T
| $117M | 0.05% |
2,442,000
-1,202,000
| -33% | -$56M |
|
341
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
| $117M | 0.05% |
2,548,126
+34,778
| +1% | +$1.58M |
|
342
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $116M | 0.05% |
2,378,596
+99,009
| +4% | +$4.86M |
|
343
Vanguard Small-Cap Value ETF
VBR
$37.7B
| $116M | 0.05% |
905,060
-18,864
| -2% | -$2.33M |
|
344
Target
TGT
$65.5B
| $115M | 0.05% |
1,949,138
-287,598
| -13% | -$16.1M |
|
345
Yum! Brands
YUM
$41.4B
| $115M | 0.05% |
1,561,029
+14,064
| +0.9% | +$1.06M |
|
346
Plains All American Pipeline
PAA
$17.2B
| $115M | 0.05% |
5,415,465
-530,619
| -9% | -$12.3M |
|
|
347
CALL
Mondelez International
MDLZ
$80.2B
| $113M | 0.05% |
2,774,200
+1,334,800
| +93% | +$56.7M |
|
348
PNC Financial Services
PNC
$100B
| $113M | 0.05% |
836,665
-103,671
| -11% | -$13.3M |
|
349
iShares S&P 100 ETF
OEF
$19.8B
| $112M | 0.05% |
1,008,299
-170,533
| -14% | -$18.7M |
|
350
Netflix
NFLX
$301B
| $112M | 0.05% |
6,183,600
-3,840,010
| -38% | -$67M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.