UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Schwab US TIPS ETF
SCHP
$16.4B
| $105M | 0.06% |
3,778,122
+769,978
| +26% | +$21.3M |
|
327
iShares International Select Dividend ETF
IDV
$8.31B
| $104M | 0.06% |
3,318,621
+839,477
| +34% | +$25.9M |
|
328
iShares Russell 2000 Value ETF
IWN
$14.3B
| $104M | 0.06% |
883,333
-92,846
| -10% | -$11M |
|
329
ConocoPhillips
COP
$144B
| $104M | 0.06% |
2,088,389
+224,319
| +12% | +$10.8M |
|
330
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $104M | 0.06% |
2,979,000
-2,211,000
| -43% | -$79.9M |
|
331
First Trust Value Line Dividend Fund
FVD
$8.44B
| $104M | 0.06% |
3,586,758
+489,284
| +16% | +$14M |
|
332
PUT
Microsoft
MSFT
$2.9T
| $104M | 0.06% |
1,575,370
-1,338,530
| -46% | -$85.8M |
|
333
Yum! Brands
YUM
$41.9B
| $102M | 0.06% |
1,603,004
-167,373
| -9% | -$10.9M |
|
334
CNX Resources
CNX
$4.91B
| $102M | 0.06% |
7,316,200
+1,193,500
| +19% | +$16.8M |
|
335
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $102M | 0.06% |
1,222,981
-310,471
| -20% | -$25.8M |
|
|
CEQP
336
DELISTED
Crestwood Equity Partners LP
CEQP
| $102M | 0.06% |
3,879,789
-190,822
| -5% | -$5.01M |
|
337
Avis
CAR
$5.47B
| $102M | 0.06% |
3,438,721
-2,194,644
| -39% | -$76.2M |
|
338
PNC Financial Services
PNC
$99.1B
| $101M | 0.06% |
841,516
+60,448
| +8% | +$7.4M |
|
339
Willis Towers Watson
WTW
$29.8B
| $101M | 0.06% |
769,420
-451,268
| -37% | -$57.4M |
|
340
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $100M | 0.05% |
1,350,500
+21,546
| +2% | +$1.6M |
|
341
W.P. Carey
WPC
$16.6B
| $100M | 0.05% |
1,640,176
+6,791
| +0.4% | +$412K |
|
342
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $99.9M | 0.05% |
2,084,065
-101,651
| -5% | -$4.84M |
|
343
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $99.5M | 0.05% |
1,956,320
+507,097
| +35% | +$25.8M |
|
344
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $99.3M | 0.05% |
4,183,800
-36,040,600
| -90% | -$863M |
|
345
iShares Russell 1000 ETF
IWB
$47.1B
| $99M | 0.05% |
754,008
+7,371
| +1% | +$955K |
|
346
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $97.7M | 0.05% |
794,094
-625,925
| -44% | -$76.8M |
|
347
iShares Russell 2000 Growth ETF
IWO
$14.1B
| $97.5M | 0.05% |
603,226
+707
| +0.1% | +$112K |
|
348
Apollo Global Management
APO
$69B
| $96.2M | 0.05% |
3,956,296
-392,363
| -9% | -$8.75M |
|
349
CALL
DuPont de Nemours
DD
$18.6B
| $95.7M | 0.05% |
594,730
+266,663
| +81% | +$41.4M |
|
350
CALL
Bank of America
BAC
$429B
| $95.5M | 0.05% |
4,047,740
-2,314,855
| -36% | -$54.9M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.