UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CEQP
326
DELISTED
Crestwood Equity Partners LP
CEQP
| $104M | 0.06% |
4,070,611
+2,263,198
| +125% | +$49.4M |
|
327
PUT
Deere & Co
DE
$165B
| $104M | 0.06% |
1,007,100
+616,700
| +158% | +$58M |
|
328
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $104M | 0.06% |
2,185,716
-200,194
| -8% | -$9.69M |
|
329
PUT
iShares US Real Estate ETF
IYR
$4.75B
| $104M | 0.06% |
1,347,300
+423,700
| +46% | +$32.2M |
|
330
Blackstone
BX
$104B
| $103M | 0.06% |
3,813,238
-1,119,596
| -23% | -$29.1M |
|
331
PUT
Booking.com
BKNG
$156B
| $103M | 0.06% |
1,752,500
+625,000
| +55% | +$37.3M |
|
|
PDCE
332
PUT
DELISTED
PDC Energy, Inc.
PDCE
| $102M | 0.06% |
1,410,000
| – | – |
|
|
RDS.A
333
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $102M | 0.06% |
1,874,145
+137,620
| +8% | +$7.09M |
|
334
PUT
State Street SPDR S&P Retail ETF
XRT
$457M
| $102M | 0.06% |
2,304,700
+2,229,700
| +2,973% | +$99.2M |
|
335
General Dynamics
GD
$103B
| $101M | 0.06% |
583,280
+83,797
| +17% | +$13.7M |
|
336
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $99.6M | 0.06% |
4,003,158
-331,904
| -8% | -$8.37M |
|
|
337
State Street SPDR S&P Retail ETF
XRT
$457M
| $99.3M | 0.05% |
2,253,824
-359,305
| -14% | -$16M |
|
338
AstraZeneca
AZN
$269B
| $99.3M | 0.05% |
1,816,890
+195,206
| +12% | +$11.1M |
|
339
PUT
Alphabet (Google) Class A
GOOGL
$4.12T
| $98.4M | 0.05% |
2,484,000
-72,000
| -3% | -$2.88M |
|
340
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $96.9M | 0.05% |
1,406,100
+259,200
| +23% | +$18M |
|
341
Netflix
NFLX
$307B
| $96.7M | 0.05% |
7,812,030
+968,710
| +14% | +$11.5M |
|
342
Automatic Data Processing
ADP
$109B
| $96.7M | 0.05% |
940,716
+72,443
| +8% | +$6.76M |
|
343
Salesforce
CRM
$154B
| $96.7M | 0.05% |
1,411,938
-200,574
| -12% | -$14.6M |
|
344
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $96.6M | 0.05% |
1,949,293
-496,905
| -20% | -$23.3M |
|
345
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
| $96.5M | 0.05% |
1,328,954
+163,422
| +14% | +$11.3M |
|
346
iShares Gold Trust
IAU
$62.8B
| $96.2M | 0.05% |
4,338,908
-504,277
| -10% | -$11.8M |
|
347
Toronto Dominion Bank
TD
$193B
| $95.2M | 0.05% |
1,929,641
-290,304
| -13% | -$13.6M |
|
348
CALL
American International
AIG
$42.5B
| $94.9M | 0.05% |
1,453,700
+452,560
| +45% | +$28.4M |
|
349
W.P. Carey
WPC
$17B
| $94.5M | 0.05% |
1,633,385
+9,425
| +0.6% | +$551K |
|
350
ConocoPhillips
COP
$144B
| $93.5M | 0.05% |
1,864,070
+82,170
| +5% | +$3.79M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.