UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BHR
3451
Braemar Hotels & Resorts
BHR
$138M
| $1.97M | ﹤0.01% |
710,234
-369,531
| -34% | -$1.15M |
|
3452
MidCap Financial Investment
MFIC
$804M
| $1.97M | ﹤0.01% |
143,030
-13,172
| -8% | -$176K |
|
3453
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
| $1.97M | ﹤0.01% |
58,543
-2,468
| -4% | -$91.4K |
|
3454
Brookfield Renewable
BEPC
$6.46B
| $1.96M | ﹤0.01% |
81,752
-6,926
| -8% | -$201K |
|
3455
Agilon Health
AGL
$1.45B
| $1.96M | ﹤0.01% |
4,403
-6,060
| -58% | -$2.74M |
|
3456
CALL
Microchip Technology
MCHP
$44B
| $1.95M | ﹤0.01% |
25,000
-51,300
| -67% | -$4.29M |
|
3457
NewMarket
NEU
$8.43B
| $1.95M | ﹤0.01% |
4,284
+1,491
| +53% | +$673K |
|
3458
iShares Global Industrials ETF
EXI
$1.48B
| $1.95M | ﹤0.01% |
17,244
+1,991
| +13% | +$237K |
|
3459
Golar LNG
GLNG
$5.17B
| $1.95M | ﹤0.01% |
80,268
-11,961
| -13% | -$276K |
|
3460
Lindblad Expeditions
LIND
$2.15B
| $1.95M | ﹤0.01% |
270,304
-21,491
| -7% | -$205K |
|
3461
Talos Energy
TALO
$2.6B
| $1.94M | ﹤0.01% |
118,140
+113,405
| +2,395% | +$1.82M |
|
3462
Franklin Short Duration US Government ETF
FTSD
$308M
| $1.94M | ﹤0.01% |
21,741
-47,900
| -69% | -$4.28M |
|
3463
Main Street Capital
MAIN
$5.52B
| $1.94M | ﹤0.01% |
47,700
+12,210
| +34% | +$498K |
|
3464
Hecla Mining
HL
$11.9B
| $1.93M | ﹤0.01% |
494,426
+9,173
| +2% | +$44K |
|
|
MMT
3465
Aberdeen Multi-Market Income Fund
MMT
$244M
| $1.93M | ﹤0.01% |
452,591
+20,336
| +5% | +$90.4K |
|
3466
Weis Markets
WMK
$1.76B
| $1.93M | ﹤0.01% |
30,580
+12,344
| +68% | +$806K |
|
3467
Bio-Techne
TECH
$11.2B
| $1.93M | ﹤0.01% |
28,301
-5,920
| -17% | -$468K |
|
3468
Invesco Building & Construction ETF
PKB
$398M
| $1.92M | ﹤0.01% |
38,120
-2,486
| -6% | -$135K |
|
|
AGD
3469
abrdn Global Dynamic Dividend Fund
AGD
$326M
| $1.92M | ﹤0.01% |
221,882
+7,864
| +4% | +$73.3K |
|
3470
Freshworks
FRSH
$3.31B
| $1.92M | ﹤0.01% |
96,430
+116
| +0.1% | +$2.31K |
|
|
BSJN
3471
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $1.92M | ﹤0.01% |
81,688
-1,128,540
| -93% | -$26.5M |
|
3472
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
| $1.92M | ﹤0.01% |
27,831
-546
| -2% | -$37.7K |
|
|
TPC
3473
Tutor Perini Cor
TPC
$5.13B
| $1.92M | ﹤0.01% |
245,003
-2,233
| -0.9% | -$18.3K |
|
3474
CALL
Under Armour Class C
UA
$2.23B
| $1.91M | ﹤0.01% |
300,000
+279,901
| +1,393% | +$1.93M |
|
3475
CALL
Synchrony
SYF
$25.5B
| $1.91M | ﹤0.01% |
+62,600
| New | +$2.08M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.