UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3451
PureCycle Technologies
PCT
$1.46B
| $2.32M | ﹤0.01% |
174,572
+60,783
| +53% | +$916K |
|
3452
Performance Food Group
PFGC
$17.8B
| $2.32M | ﹤0.01% |
49,906
+39,618
| +385% | +$1.82M |
|
|
BRMK
3453
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $2.31M | ﹤0.01% |
234,641
+16,719
| +8% | +$174K |
|
|
GTY
3454
Getty Realty Corp
GTY
$2B
| $2.31M | ﹤0.01% |
78,885
+10,103
| +15% | +$316K |
|
3455
CALL
Li Auto
LI
$12.2B
| $2.31M | ﹤0.01% |
+87,956
| New | +$2.65M |
|
3456
Universal Corp
UVV
$1.19B
| $2.31M | ﹤0.01% |
47,824
-4,231
| -8% | -$215K |
|
3457
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
| $2.31M | ﹤0.01% |
44,979
+84
| +0.2% | +$4.32K |
|
3458
Franklin Short Duration US Government ETF
FTSD
$308M
| $2.31M | ﹤0.01% |
24,345
+553
| +2% | +$52.4K |
|
|
RAVN
3459
CALL
DELISTED
Raven Industries Inc
RAVN
| $2.3M | ﹤0.01% |
+40,000
| New | +$2.32M |
|
|
AZEK
3460
DELISTED
The AZEK Co
AZEK
| $2.3M | ﹤0.01% |
62,954
+41,771
| +197% | +$1.63M |
|
3461
New Jersey Resources
NJR
$5.48B
| $2.3M | ﹤0.01% |
65,963
+15,002
| +29% | +$568K |
|
3462
Oceaneering
OII
$5.08B
| $2.3M | ﹤0.01% |
172,353
-117,010
| -40% | -$1.53M |
|
3463
Integra LifeSciences
IART
$1.36B
| $2.29M | ﹤0.01% |
33,488
-7,612
| -19% | -$538K |
|
3464
Spire
SR
$4.82B
| $2.29M | ﹤0.01% |
37,464
+7,829
| +26% | +$536K |
|
|
ALE
3465
DELISTED
Allete
ALE
| $2.29M | ﹤0.01% |
38,492
+576
| +2% | +$39K |
|
3466
Stride
LRN
$3.32B
| $2.29M | ﹤0.01% |
63,730
+16,446
| +35% | +$540K |
|
3467
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
| $2.29M | ﹤0.01% |
44,842
-9,279
| -17% | -$495K |
|
|
TRQ
3468
CALL
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $2.29M | ﹤0.01% |
154,900
| – | – |
|
|
IGMS
3469
DELISTED
IGM Biosciences
IGMS
| $2.28M | ﹤0.01% |
34,741
+30,739
| +768% | +$2.35M |
|
3470
MannKind Corp
MNKD
$1.26B
| $2.28M | ﹤0.01% |
524,414
+420,611
| +405% | +$1.89M |
|
3471
Bentley Systems
BSY
$10.6B
| $2.28M | ﹤0.01% |
37,606
-28,662
| -43% | -$1.83M |
|
3472
BlackRock Energy and Resources Trust
BGR
$422M
| $2.28M | ﹤0.01% |
240,251
+19,094
| +9% | +$172K |
|
|
AVLR
3473
CALL
DELISTED
Avalara, Inc.
AVLR
| $2.27M | ﹤0.01% |
+13,000
| New | +$2.24M |
|
3474
MidCap Financial Investment
MFIC
$797M
| $2.27M | ﹤0.01% |
174,838
-2,070
| -1% | -$28.2K |
|
3475
NexGen Energy
NXE
$7B
| $2.27M | ﹤0.01% |
479,372
+19,421
| +4% | +$85.8K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.