UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3426
Invesco DB Base Metals Fund
DBB
$319M
| $2.04M | ﹤0.01% |
106,457
-49,869
| -32% | -$916K |
|
3427
Ambarella
AMBA
$3.64B
| $2.02M | ﹤0.01% |
38,182
+3,525
| +10% | +$248K |
|
|
DOYU
3428
DouYu International Holdings
DOYU
$139M
| $2.02M | ﹤0.01% |
207,509
-971
| -0.5% | -$10.2K |
|
3429
Sibanye-Stillwater
SBSW
$7.51B
| $2.01M | ﹤0.01% |
326,381
+31,966
| +11% | +$211K |
|
3430
Stock Yards Bancorp
SYBT
$2.6B
| $2.01M | ﹤0.01% |
51,213
+21,153
| +70% | +$958K |
|
|
CSW
3431
CSW Industrials
CSW
$5.72B
| $2.01M | ﹤0.01% |
11,473
-1,527
| -12% | -$270K |
|
|
ONT
3432
Onterris Inc
ONT
$576M
| $2M | ﹤0.01% |
68,473
-399
| -0.6% | -$15.2K |
|
3433
NovaGold Resources
NG
$3.37B
| $2M | ﹤0.01% |
520,678
-160,624
| -24% | -$675K |
|
3434
iShares MSCI Thailand ETF
THD
$354M
| $2M | ﹤0.01% |
31,947
-53,412
| -63% | -$3.59M |
|
3435
Trex
TREX
$5.07B
| $1.99M | ﹤0.01% |
32,361
-32,021
| -50% | -$2.2M |
|
3436
Innovative Industrial Properties
IIPR
$1.67B
| $1.99M | ﹤0.01% |
26,359
-13,872
| -34% | -$1.11M |
|
3437
Global X SuperDividend ETF
SDIV
$1.21B
| $1.99M | ﹤0.01% |
90,863
+7,348
| +9% | +$166K |
|
3438
CALL
Repligen
RGEN
$9.3B
| $1.99M | ﹤0.01% |
12,500
-2,500
| -17% | -$409K |
|
3439
SL Green Realty
SLG
$3.95B
| $1.98M | ﹤0.01% |
53,207
-66,030
| -55% | -$2.37M |
|
|
BSMN
3440
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
| $1.98M | ﹤0.01% |
79,156
-8,190
| -9% | -$205K |
|
3441
American Airlines Group
AAL
$10.1B
| $1.98M | ﹤0.01% |
154,547
-22,209
| -13% | -$345K |
|
3442
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$709M
| $1.98M | ﹤0.01% |
32,862
+20,201
| +160% | +$1.2M |
|
3443
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$375M
| $1.98M | ﹤0.01% |
36,206
-813
| -2% | -$44.9K |
|
3444
Anixa Biosciences
ANIX
$110M
| $1.98M | ﹤0.01% |
604,439
-29,840
| -5% | -$104K |
|
|
CBAY
3445
DELISTED
Cymabay Therapeutics
CBAY
| $1.98M | ﹤0.01% |
132,500
+78,633
| +146% | +$1.04M |
|
3446
Nuveen ESG US Aggregate Bond ETF
NUBD
$464M
| $1.97M | ﹤0.01% |
93,516
+45,675
| +95% | +$986K |
|
3447
iShares ESG Advanced MSCI EAFE ETF
DMXF
$964M
| $1.97M | ﹤0.01% |
34,562
+15,993
| +86% | +$956K |
|
3448
Quaker Houghton
KWR
$2.94B
| $1.97M | ﹤0.01% |
12,320
+4,611
| +60% | +$823K |
|
3449
CALL
HubSpot
HUBS
$11B
| $1.97M | ﹤0.01% |
4,000
-8,500
| -68% | -$4.44M |
|
|
FEN
3450
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $1.97M | ﹤0.01% |
149,742
+3,808
| +3% | +$52.7K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.