UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3426
PUT
iShares MSCI Hong Kong ETF
EWH
$1.21B
| $2.4M | ﹤0.01% |
100,000
| – | – |
|
3427
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.4M
| $2.4M | ﹤0.01% |
88,973
-38,186
| -30% | -$1.13M |
|
3428
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
| $2.39M | ﹤0.01% |
80,063
-5,294
| -6% | -$166K |
|
|
CLDR
3429
DELISTED
Cloudera, Inc.
CLDR
| $2.39M | ﹤0.01% |
149,782
+29,708
| +25% | +$471K |
|
3430
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
| $2.39M | ﹤0.01% |
47,883
-15,747
| -25% | -$788K |
|
|
MHN
3431
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
| $2.39M | ﹤0.01% |
164,282
-6,035
| -4% | -$89.6K |
|
3432
Invesco NASDAQ 100 ETF
QQQM
$102B
| $2.39M | ﹤0.01% |
16,231
+11,884
| +273% | +$1.8M |
|
3433
Comscore
SCOR
$106M
| $2.38M | ﹤0.01% |
30,578
-132
| -0.4% | -$10.5K |
|
|
GATO
3434
PUT
DELISTED
Gatos Silver, Inc.
GATO
| $2.38M | ﹤0.01% |
+205,000
| New | +$2.85M |
|
3435
PUT
Franco-Nevada
FNV
$46.9B
| $2.38M | ﹤0.01% |
+18,300
| New | +$2.68M |
|
3436
Sensient Technologies
SXT
$5.49B
| $2.37M | ﹤0.01% |
26,034
+8,670
| +50% | +$759K |
|
3437
iShares Morningstar Small-Cap ETF
ISCB
$291M
| $2.37M | ﹤0.01% |
42,251
+9,052
| +27% | +$515K |
|
3438
CALL
Agilent Technologies
A
$42.2B
| $2.36M | ﹤0.01% |
15,000
| – | – |
|
3439
BlackBerry
BB
$5.23B
| $2.36M | ﹤0.01% |
242,488
+71,466
| +42% | +$749K |
|
3440
Helen of Troy
HELE
$679M
| $2.36M | ﹤0.01% |
10,501
+48
| +0.5% | +$11K |
|
3441
FTI Consulting
FCN
$4.13B
| $2.36M | ﹤0.01% |
17,502
-1,229
| -7% | -$171K |
|
3442
Kite Realty
KRG
$5.29B
| $2.35M | ﹤0.01% |
115,657
+31,574
| +38% | +$641K |
|
3443
Radian Group
RDN
$4.89B
| $2.35M | ﹤0.01% |
103,561
+5,381
| +5% | +$122K |
|
|
WW
3444
DELISTED
WW International
WW
| $2.35M | ﹤0.01% |
128,879
+100,095
| +348% | +$2.62M |
|
|
CPRX
3445
DELISTED
Catalyst Pharmaceutical
CPRX
| $2.35M | ﹤0.01% |
442,914
+46,253
| +12% | +$253K |
|
3446
PTC Therapeutics
PTCT
$6.24B
| $2.34M | ﹤0.01% |
62,822
+62,729
| +67,451% | +$2.58M |
|
|
NXRT
3447
NexPoint Residential Trust
NXRT
$646M
| $2.33M | ﹤0.01% |
37,688
+13,446
| +55% | +$818K |
|
|
THS
3448
DELISTED
Treehouse Foods
THS
| $2.33M | ﹤0.01% |
58,494
+4,544
| +8% | +$186K |
|
|
PLAN
3449
DELISTED
Anaplan, Inc.
PLAN
| $2.33M | ﹤0.01% |
38,208
-45,829
| -55% | -$2.73M |
|
|
SCR
3450
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
| $2.33M | ﹤0.01% |
67,964
+60,899
| +862% | +$1.68M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.