UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3426
Independence Realty Trust
IRT
$4.02B
| $1.35M | ﹤0.01% |
132,834
+101,322
| +322% | +$1.02M |
|
3427
CALL
Exelon
EXC
$47.2B
| $1.35M | ﹤0.01% |
50,192
-15,702
| -24% | -$420K |
|
3428
Brookdale Senior Living
BKD
$3.4B
| $1.35M | ﹤0.01% |
127,187
+18,139
| +17% | +$229K |
|
3429
Quaker Houghton
KWR
$2.98B
| $1.35M | ﹤0.01% |
9,109
-50
| -0.5% | -$7.11K |
|
3430
PUT
TAL Education Group
TAL
$6.65B
| $1.35M | ﹤0.01% |
+40,000
| New | +$1.13M |
|
|
KEM
3431
DELISTED
KEMET Corporation
KEM
| $1.35M | ﹤0.01% |
63,764
+28,227
| +79% | +$534K |
|
|
NTC
3432
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
| $1.35M | ﹤0.01% |
110,345
-3,064
| -3% | -$37.8K |
|
3433
State Street SPDR S&P Global Infrastructure ETF
GII
$940M
| $1.35M | ﹤0.01% |
25,894
+3,446
| +15% | +$179K |
|
3434
Highwoods Properties
HIW
$3.64B
| $1.34M | ﹤0.01% |
25,837
+10,911
| +73% | +$558K |
|
3435
Progress Software
PRGS
$1.72B
| $1.34M | ﹤0.01% |
35,213
+32,320
| +1,117% | +$1.08M |
|
|
HEQ
3436
John Hancock Hedged Equity & Income Fund
HEQ
$139M
| $1.34M | ﹤0.01% |
76,113
-3,034
| -4% | -$53K |
|
|
PCH
3437
DELISTED
PotlatchDeltic
PCH
| $1.34M | ﹤0.01% |
26,202
+11,926
| +84% | +$565K |
|
3438
Clearwater Paper
CLW
$369M
| $1.34M | ﹤0.01% |
27,135
+7,329
| +37% | +$343K |
|
3439
Invesco Energy Exploration & Production ETF
PXE
$82.5M
| $1.34M | ﹤0.01% |
64,594
-617
| -0.9% | -$11.7K |
|
3440
iShares US Insurance ETF
IAK
$538M
| $1.33M | ﹤0.01% |
20,957
-1,110
| -5% | -$70.2K |
|
3441
Columbus McKinnon
CMCO
$622M
| $1.33M | ﹤0.01% |
35,210
+1,806
| +5% | +$55.1K |
|
3442
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
| $1.33M | ﹤0.01% |
75,837
+32,100
| +73% | +$555K |
|
3443
Brinker International
EAT
$9.36B
| $1.33M | ﹤0.01% |
41,769
+29,419
| +238% | +$1M |
|
3444
Yelp
YELP
$1.46B
| $1.33M | ﹤0.01% |
30,703
+11,628
| +61% | +$449K |
|
|
PHK
3445
PIMCO High Income Fund
PHK
$869M
| $1.33M | ﹤0.01% |
159,633
+32,729
| +26% | +$279K |
|
|
SGY
3446
DELISTED
Stone Energy
SGY
| $1.33M | ﹤0.01% |
45,672
+15,372
| +51% | +$368K |
|
3447
WisdomTree International MidCap Dividend Fund
DIM
$169M
| $1.33M | ﹤0.01% |
19,994
+134
| +0.7% | +$8.77K |
|
3448
VanEck Brazil Small-Cap ETF
BRF
$21.7M
| $1.32M | ﹤0.01% |
53,565
+90
| +0.2% | +$2.06K |
|
3449
Franklin US Low Volatility High Dividend Index ETF
LVHD
$632M
| $1.32M | ﹤0.01% |
43,533
+32,560
| +297% | +$981K |
|
|
RPT
3450
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $1.32M | ﹤0.01% |
101,362
+43,796
| +76% | +$586K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.