UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$956M |
| 2 |
SPDR Gold Trust
GLD
|
+$760M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 4 |
ExxonMobil
XOM
|
+$530M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$448M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SIR
3426
DELISTED
SELECT INCOME REIT
SIR
| $1.09M | ﹤0.01% |
96,624
+40,008
| +71% | +$449K |
|
|
TSI
3427
TCW Strategic Income Fund
TSI
$212M
| $1.09M | ﹤0.01% |
202,503
+44,367
| +28% | +$241K |
|
3428
PUT
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
| $1.09M | ﹤0.01% |
3,500
-2,200
| -39% | -$683K |
|
|
CTWS
3429
DELISTED
Connecticut Water Service Inc
CTWS
| $1.09M | ﹤0.01% |
20,526
-2,450
| -11% | -$133K |
|
3430
AdvanSix
ASIX
$543M
| $1.09M | ﹤0.01% |
39,719
-1,749
| -4% | -$45.3K |
|
3431
Sociedad Química y Minera de Chile
SQM
$20.7B
| $1.08M | ﹤0.01% |
31,546
+8,943
| +40% | +$291K |
|
3432
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.07B
| $1.08M | ﹤0.01% |
16,526
-46,582
| -74% | -$3.03M |
|
|
VWR
3433
DELISTED
VWR Corporation
VWR
| $1.08M | ﹤0.01% |
38,427
-17,850
| -32% | -$476K |
|
3434
Aaon
AAON
$7.39B
| $1.08M | ﹤0.01% |
45,908
+23,063
| +101% | +$529K |
|
|
ZOES
3435
PUT
DELISTED
Zoe's Kitchen, Inc.
ZOES
| $1.08M | ﹤0.01% |
+58,500
| New | +$1.2M |
|
3436
ALPS REIT Dividend Dogs ETF
RDOG
$11.2M
| $1.08M | ﹤0.01% |
25,103
-7,136
| -22% | -$304K |
|
3437
CALL
Accenture
ACN
$105B
| $1.08M | ﹤0.01% |
+9,000
| New | +$1.07M |
|
|
AKP
3438
DELISTED
Alliance Californa Muni Fd
AKP
| $1.08M | ﹤0.01% |
81,132
+42,299
| +109% | +$567K |
|
3439
PUT
AngloGold Ashanti
AU
$44.3B
| $1.08M | ﹤0.01% |
+100,000
| New | +$1.17M |
|
3440
Enterprise Financial Services Corp
EFSC
$2.4B
| $1.07M | ﹤0.01% |
25,265
+18,947
| +300% | +$804K |
|
3441
UDR
UDR
$12.3B
| $1.07M | ﹤0.01% |
29,567
+9,544
| +48% | +$341K |
|
3442
Inovio Pharmaceuticals
INO
$69.6M
| $1.07M | ﹤0.01% |
13,451
-8,196
| -38% | -$653K |
|
3443
CALL
Manulife Financial
MFC
$74.1B
| $1.07M | ﹤0.01% |
+60,200
| New | +$1.11M |
|
3444
GoDaddy
GDDY
$11.4B
| $1.07M | ﹤0.01% |
28,151
-112
| -0.4% | -$4.06K |
|
3445
iShares MSCI Ireland ETF
EIRL
$77.3M
| $1.06M | ﹤0.01% |
26,557
+2,374
| +10% | +$93K |
|
|
3446
CALL
Suncor Energy
SU
$72.4B
| $1.06M | ﹤0.01% |
34,600
-196,600
| -85% | -$6.19M |
|
|
ITG
3447
DELISTED
Investment Technology Group Inc
ITG
| $1.06M | ﹤0.01% |
52,401
+42,801
| +446% | +$865K |
|
3448
TRI-Continental Corp
TY
$1.89B
| $1.06M | ﹤0.01% |
45,763
+1,244
| +3% | +$28.5K |
|
3449
Four Corners Property Trust
FCPT
$2.75B
| $1.05M | ﹤0.01% |
46,182
+6,925
| +18% | +$149K |
|
|
VRN
3450
DELISTED
Veren
VRN
| $1.05M | ﹤0.01% |
97,374
-305,903
| -76% | -$3.55M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $9.1B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $956M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.