UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
PUT
BJs Wholesale Club
BJ
$12B
| $2.14M | ﹤0.01% |
+30,000
| New | +$2.02M |
|
3377
Stantec
STN
$8.53B
| $2.14M | ﹤0.01% |
32,975
-37,345
| -53% | -$2.48M |
|
3378
PUT
Republic Services
RSG
$66.2B
| $2.14M | ﹤0.01% |
+15,000
| New | +$2.23M |
|
3379
ALPS Medical Breakthroughs ETF
SBIO
$214M
| $2.14M | ﹤0.01% |
78,516
-4,464
| -5% | -$134K |
|
3380
Karat Packaging
KRT
$999M
| $2.14M | ﹤0.01% |
92,635
-1,301
| -1% | -$27.9K |
|
3381
PUT
Rayonier
RYN
$6.45B
| $2.13M | ﹤0.01% |
+82,667
| New | +$2.31M |
|
|
GAP
3382
The Gap Inc
GAP
$7.57B
| $2.13M | ﹤0.01% |
200,305
+177,476
| +777% | +$1.81M |
|
3383
First Trust RiverFront Dynamic Developed International ETF
RFDI
$167M
| $2.13M | ﹤0.01% |
38,293
-5,838
| -13% | -$334K |
|
3384
InfraCap REIT Preferred ETF
PFFR
$120M
| $2.13M | ﹤0.01% |
122,375
-15,952
| -12% | -$279K |
|
|
IMGN
3385
CALL
DELISTED
Immunogen Inc
IMGN
| $2.12M | ﹤0.01% |
133,800
+5,000
| +4% | +$83.2K |
|
|
PMO
3386
Franklin Municipal Opportunities Trust
PMO
$285M
| $2.12M | ﹤0.01% |
230,595
+11,251
| +5% | +$112K |
|
3387
Associated Banc-Corp
ASB
$6.02B
| $2.12M | ﹤0.01% |
123,979
+88,176
| +246% | +$1.55M |
|
|
SVC
3388
Service Properties Trust
SVC
$1.05B
| $2.12M | ﹤0.01% |
55,144
+13,317
| +32% | +$554K |
|
3389
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
| $2.12M | ﹤0.01% |
167,973
-2,774
| -2% | -$34.4K |
|
3390
Asbury Automotive
ABG
$3.77B
| $2.12M | ﹤0.01% |
9,194
-12,549
| -58% | -$2.87M |
|
3391
Artesian Resources
ARTNA
$361M
| $2.11M | ﹤0.01% |
50,360
-5,543
| -10% | -$256K |
|
|
SAGE
3392
DELISTED
Sage Therapeutics
SAGE
| $2.11M | ﹤0.01% |
102,739
+22,358
| +28% | +$646K |
|
|
SPR
3393
CALL
DELISTED
Spirit AeroSystems
SPR
| $2.11M | ﹤0.01% |
+131,000
| New | +$3.02M |
|
3394
iShares Self-Driving EV and Tech ETF
IDRV
$138M
| $2.11M | ﹤0.01% |
56,772
-12,446
| -18% | -$506K |
|
3395
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
| $2.1M | ﹤0.01% |
53,627
+4,362
| +9% | +$175K |
|
|
AZEK
3396
DELISTED
The AZEK Co
AZEK
| $2.1M | ﹤0.01% |
70,594
+50,158
| +245% | +$1.58M |
|
3397
Fox Factory Holding Corp
FOXF
$907M
| $2.1M | ﹤0.01% |
21,178
-18,211
| -46% | -$1.95M |
|
3398
PUT
Zoom
ZM
$31B
| $2.1M | ﹤0.01% |
30,000
| – | – |
|
3399
Twist Bioscience
TWST
$7.71B
| $2.1M | ﹤0.01% |
103,431
-457,195
| -82% | -$10M |
|
3400
Sable Offshore Corp
SOC
$884M
| $2.09M | ﹤0.01% |
+200,076
| New | +$2.07M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.