UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
CEL-SCI Corp
CVM
$26M
| $2.55M | ﹤0.01% |
7,725
+6,874
| +808% | +$2M |
|
3377
Louisiana-Pacific
LPX
$5.2B
| $2.54M | ﹤0.01% |
41,397
-88,821
| -68% | -$5.23M |
|
|
CEM
3378
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $2.54M | ﹤0.01% |
93,519
-998
| -1% | -$26.8K |
|
3379
New Fortress Energy
NFE
$97.8M
| $2.52M | ﹤0.01% |
90,835
+39,614
| +77% | +$1.2M |
|
3380
Insmed
INSM
$29.4B
| $2.51M | ﹤0.01% |
91,110
+77,183
| +554% | +$2.02M |
|
|
AY
3381
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
| $2.5M | ﹤0.01% |
72,507
+4,804
| +7% | +$182K |
|
3382
FTC Solar
FTCI
$46.8M
| $2.5M | ﹤0.01% |
32,131
+23,344
| +266% | +$2.36M |
|
3383
CALL
StoneCo
STNE
$2.52B
| $2.5M | ﹤0.01% |
72,000
-68,000
| -49% | -$3.53M |
|
|
BGH
3384
Barings Global Short Duration High Yield Fund
BGH
$287M
| $2.5M | ﹤0.01% |
146,000
+38,345
| +36% | +$654K |
|
|
MCR
3385
DELISTED
MFS Charter Income Trust
MCR
| $2.5M | ﹤0.01% |
290,233
+17,058
| +6% | +$148K |
|
3386
iShares Core Moderate Allocation ETF
AOM
$1.77B
| $2.49M | ﹤0.01% |
55,738
+652
| +1% | +$29.6K |
|
3387
Nuveen New York Quality Municipal Income Fund
NAN
$373M
| $2.49M | ﹤0.01% |
169,392
-8,252
| -5% | -$125K |
|
|
EWSC
3388
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
| $2.49M | ﹤0.01% |
30,798
+612
| +2% | +$49.7K |
|
3389
Sumitomo Mitsui Financial
SMFG
$161B
| $2.49M | ﹤0.01% |
355,123
+11,943
| +3% | +$83.1K |
|
|
API
3390
Agora
API
$386M
| $2.49M | ﹤0.01% |
85,764
+439
| +0.5% | +$13.7K |
|
|
RSVR
3391
Reservoir Media
RSVR
$656M
| $2.49M | ﹤0.01% |
273,060
+269,111
| +6,815% | +$2.36M |
|
3392
3D Systems Corp
DDD
$611M
| $2.49M | ﹤0.01% |
90,145
+5,875
| +7% | +$174K |
|
3393
Hartford Multifactor US Equity ETF
ROUS
$725M
| $2.48M | ﹤0.01% |
62,354
+39,058
| +168% | +$1.6M |
|
|
VTA
3394
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $2.48M | ﹤0.01% |
212,261
-7,991
| -4% | -$93.5K |
|
3395
Globalstar
GSAT
$10.9B
| $2.48M | ﹤0.01% |
99,063
-7,148
| -7% | -$175K |
|
3396
Conduent
CNDT
$242M
| $2.48M | ﹤0.01% |
376,298
-183,912
| -33% | -$1.26M |
|
|
ARI
3397
Apollo Commercial Real Estate
ARI
$871M
| $2.48M | ﹤0.01% |
166,873
+2,238
| +1% | +$34.2K |
|
3398
BlackRock Debt Strategies Fund
DSU
$601M
| $2.47M | ﹤0.01% |
214,378
+11,818
| +6% | +$134K |
|
|
TPTX
3399
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
| $2.47M | ﹤0.01% |
37,143
+28,894
| +350% | +$2.06M |
|
3400
Cannae Holdings
CNNE
$644M
| $2.46M | ﹤0.01% |
79,199
-1,468
| -2% | -$47.2K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.