UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
Workiva
WK
$3.54B
| $1.81M | ﹤0.01% |
41,419
+15,998
| +63% | +$843K |
|
|
NSA
3377
DELISTED
National Storage Affiliates Trust
NSA
| $1.81M | ﹤0.01% |
54,356
+30,775
| +131% | +$974K |
|
|
JHD
3378
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
| $1.81M | ﹤0.01% |
183,644
-58,335
| -24% | -$576K |
|
3379
Goldman Sachs JUST US Large Cap Equity ETF
JUST
$579M
| $1.81M | ﹤0.01% |
42,423
+34,790
| +456% | +$1.48M |
|
3380
iShares Global Financials ETF
IXG
$687M
| $1.81M | ﹤0.01% |
28,229
-19,774
| -41% | -$1.24M |
|
3381
Galicia Financial Group
GGAL
$7.42B
| $1.81M | ﹤0.01% |
138,938
+11,012
| +9% | +$259K |
|
3382
NexGen Energy
NXE
$6.99B
| $1.81M | ﹤0.01% |
1,389,006
-89,385
| -6% | -$123K |
|
|
FAM
3383
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $1.81M | ﹤0.01% |
171,023
+7,885
| +5% | +$83.8K |
|
3384
CALL
Corteva
CTVA
$51.3B
| $1.8M | ﹤0.01% |
+64,400
| New | +$1.86M |
|
|
IBTX
3385
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.8M | ﹤0.01% |
34,287
+22,726
| +197% | +$1.2M |
|
3386
Albany International
AIN
$1.78B
| $1.8M | ﹤0.01% |
19,986
+13,897
| +228% | +$1.15M |
|
3387
Belden
BDC
$5.19B
| $1.8M | ﹤0.01% |
33,784
+19,882
| +143% | +$997K |
|
|
QIWI
3388
DELISTED
QIWI PLC
QIWI
| $1.8M | ﹤0.01% |
82,055
+27,685
| +51% | +$598K |
|
3389
LivePerson
LPSN
$32.3M
| $1.8M | ﹤0.01% |
3,358
+265
| +9% | +$141K |
|
|
CZZ
3390
DELISTED
Cosan Limited
CZZ
| $1.8M | ﹤0.01% |
120,719
+42,669
| +55% | +$609K |
|
3391
PUT
iQIYI
IQ
$1.28B
| $1.79M | ﹤0.01% |
111,100
+89,100
| +405% | +$1.64M |
|
3392
First Citizens BancShares
FCNCA
$25.3B
| $1.79M | ﹤0.01% |
3,798
+555
| +17% | +$253K |
|
3393
Fabrinet
FN
$20.1B
| $1.79M | ﹤0.01% |
34,222
+9,359
| +38% | +$490K |
|
3394
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
| $1.79M | ﹤0.01% |
52,717
-27,788
| -35% | -$937K |
|
3395
American Homes 4 Rent
AMH
$12.5B
| $1.78M | ﹤0.01% |
68,943
-175,820
| -72% | -$4.41M |
|
3396
CALL
Philip Morris
PM
$295B
| $1.78M | ﹤0.01% |
23,487
-58,313
| -71% | -$4.62M |
|
3397
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
| $1.78M | ﹤0.01% |
24,502
-5,719
| -19% | -$422K |
|
3398
CBIZ
CBZ
$2.96B
| $1.78M | ﹤0.01% |
75,860
+22,487
| +42% | +$506K |
|
|
EPZM
3399
DELISTED
Epizyme, Inc
EPZM
| $1.78M | ﹤0.01% |
172,704
+79,977
| +86% | +$1.01M |
|
3400
Northwest Bancshares
NWBI
$2.28B
| $1.78M | ﹤0.01% |
108,605
+35,623
| +49% | +$595K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.