UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CXE
3351
DELISTED
MFS High Income Municipal Trust
CXE
| $2.2M | ﹤0.01% |
704,757
-13,848
| -2% | -$47.3K |
|
3352
PUT
Bath & Body Works
BBWI
$3.84B
| $2.2M | ﹤0.01% |
65,000
| – | – |
|
|
XRN
3353
Chiron Real Estate Inc
XRN
$471M
| $2.2M | ﹤0.01% |
48,982
-1,578
| -3% | -$75.6K |
|
3354
Federated Hermes
FHI
$4.72B
| $2.19M | ﹤0.01% |
64,802
-189,924
| -75% | -$6.54M |
|
|
ASRT
3355
CALL
DELISTED
Assertio
ASRT
| $2.19M | ﹤0.01% |
57,133
+1,273
| +2% | +$74.4K |
|
3356
Alamos Gold
AGI
$14B
| $2.19M | ﹤0.01% |
193,683
-57,180
| -23% | -$688K |
|
3357
Remitly
RELY
$4.99B
| $2.19M | ﹤0.01% |
86,683
-61,475
| -41% | -$1.39M |
|
3358
Prothena Corp
PRTA
$471M
| $2.18M | ﹤0.01% |
45,252
+22,877
| +102% | +$1.36M |
|
3359
Banco Santander
SAN
$210B
| $2.18M | ﹤0.01% |
580,005
-936
| -0.2% | -$3.55K |
|
3360
Wyndham Hotels & Resorts
WH
$5.41B
| $2.18M | ﹤0.01% |
31,342
-1,056
| -3% | -$78.3K |
|
3361
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$721M
| $2.18M | ﹤0.01% |
62,546
+16,010
| +34% | +$584K |
|
3362
Guidewire Software
GWRE
$14.7B
| $2.17M | ﹤0.01% |
24,160
+5,490
| +29% | +$458K |
|
3363
CALL
Fluence Energy
FLNC
$2.41B
| $2.17M | ﹤0.01% |
+94,500
| New | +$2.44M |
|
3364
First Trust Utilities AlphaDEX Fund
FXU
$824M
| $2.17M | ﹤0.01% |
75,973
-21,223
| -22% | -$662K |
|
|
BGB
3365
Blackstone Strategic Credit 2027 Term Fund
BGB
$506M
| $2.17M | ﹤0.01% |
197,338
+18,296
| +10% | +$203K |
|
3366
BioCryst Pharmaceuticals
BCRX
$2.65B
| $2.17M | ﹤0.01% |
305,951
-108,883
| -26% | -$782K |
|
3367
PUT
Target Hospitality
TH
$1.63B
| $2.17M | ﹤0.01% |
+136,400
| New | +$1.92M |
|
3368
PUT
Marvell Technology
MRVL
$190B
| $2.17M | ﹤0.01% |
40,000
| – | – |
|
3369
Bright Horizons
BFAM
$3.8B
| $2.16M | ﹤0.01% |
26,568
+5,457
| +26% | +$504K |
|
|
FNGA
3370
DELISTED
MicroSectors FANG+ Index 3X Leveraged ETNs due January 8, 2038
FNGA
| $2.16M | ﹤0.01% |
14,388
+10,844
| +306% | +$1.94M |
|
3371
Arcosa
ACA
$7.12B
| $2.15M | ﹤0.01% |
29,951
-19,961
| -40% | -$1.51M |
|
3372
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
| $2.15M | ﹤0.01% |
43,981
-16,183
| -27% | -$799K |
|
3373
CALL
KeyCorp
KEY
$24.4B
| $2.15M | ﹤0.01% |
+200,000
| New | +$2.21M |
|
3374
Under Armour Class C
UA
$2.26B
| $2.15M | ﹤0.01% |
336,366
+13,492
| +4% | +$92.9K |
|
3375
Dorman Products
DORM
$3.99B
| $2.14M | ﹤0.01% |
28,308
-14,903
| -34% | -$1.21M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.