UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AOMR
3351
Angel Oak Mortgage REIT
AOMR
$208M
| $2.59M | ﹤0.01% |
152,857
+143,515
| +1,536% | +$2.55M |
|
3352
PUT
Qiagen
QGEN
$9.05B
| $2.58M | ﹤0.01% |
+47,153
| New | +$2.63M |
|
|
NUO
3353
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
| $2.58M | ﹤0.01% |
162,922
+9,059
| +6% | +$149K |
|
3354
Kodiak Sciences
KOD
$2.72B
| $2.58M | ﹤0.01% |
26,897
+26,766
| +20,432% | +$2.47M |
|
3355
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
| $2.58M | ﹤0.01% |
118,161
+1,944
| +2% | +$42.8K |
|
|
PVG
3356
CALL
DELISTED
PRETIUM RESOURCES INC.
PVG
| $2.58M | ﹤0.01% |
267,500
| – | – |
|
3357
Independence Realty Trust
IRT
$3.94B
| $2.58M | ﹤0.01% |
126,696
+64,457
| +104% | +$1.28M |
|
|
TIGR
3358
UP Fintech Holding
TIGR
$877M
| $2.58M | ﹤0.01% |
243,348
-519,509
| -68% | -$8.15M |
|
3359
CALL
TTM Technologies
TTMI
$13.7B
| $2.58M | ﹤0.01% |
205,000
| – | – |
|
3360
PUT
Coty
COTY
$2.51B
| $2.57M | ﹤0.01% |
+327,500
| New | +$2.8M |
|
3361
Atlanta Braves Holdings Series B
BATRK
$3.21B
| $2.57M | ﹤0.01% |
97,349
-8,998
| -8% | -$237K |
|
|
HIMX
3362
Himax Technologies
HIMX
$2.57B
| $2.57M | ﹤0.01% |
240,654
+21,560
| +10% | +$277K |
|
3363
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
| $2.57M | ﹤0.01% |
60,592
-5,212
| -8% | -$225K |
|
3364
CALL
PACCAR
PCAR
$69.1B
| $2.56M | ﹤0.01% |
48,750
+29,250
| +150% | +$1.62M |
|
3365
Transcat
TRNS
$850M
| $2.56M | ﹤0.01% |
39,759
+946
| +2% | +$60.4K |
|
3366
NewMarket
NEU
$8.37B
| $2.56M | ﹤0.01% |
7,562
-2,552
| -25% | -$836K |
|
3367
iShares Global Utilities ETF
JXI
$304M
| $2.56M | ﹤0.01% |
43,498
+26,905
| +162% | +$1.67M |
|
3368
Organogenesis Holdings
ORGO
$239M
| $2.56M | ﹤0.01% |
179,708
+39,403
| +28% | +$612K |
|
3369
Home BancShares
HOMB
$6.17B
| $2.56M | ﹤0.01% |
108,717
-65,944
| -38% | -$1.46M |
|
3370
Telkom Indonesia
TLK
$14.7B
| $2.56M | ﹤0.01% |
100,730
+63,080
| +168% | +$1.45M |
|
3371
Celldex Therapeutics
CLDX
$3.37B
| $2.56M | ﹤0.01% |
47,326
+27,013
| +133% | +$1.27M |
|
|
BRSL
3372
Brightstar Lottery PLC
BRSL
$2.02B
| $2.55M | ﹤0.01% |
97,030
-111,747
| -54% | -$2.37M |
|
|
EAD
3373
Allspring Income Opportunities Fund
EAD
$378M
| $2.55M | ﹤0.01% |
289,960
+46,015
| +19% | +$411K |
|
3374
CALL
Estee Lauder
EL
$31.5B
| $2.55M | ﹤0.01% |
8,500
| – | – |
|
3375
ABM Industries
ABM
$2.81B
| $2.55M | ﹤0.01% |
56,612
+27,836
| +97% | +$1.29M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.