UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3351
Horace Mann Educators
HMN
$2.11B
| $2.44M | ﹤0.01% |
55,789
+17,479
| +46% | +$773K |
|
|
MVC
3352
DELISTED
MVC Capital, Inc.
MVC
| $2.44M | ﹤0.01% |
265,679
-8,277
| -3% | -$74.7K |
|
3353
Mesa Laboratories
MLAB
$574M
| $2.44M | ﹤0.01% |
9,764
+1,541
| +19% | +$361K |
|
3354
Peloton Interactive
PTON
$2.49B
| $2.43M | ﹤0.01% |
85,689
+78,321
| +1,063% | +$2.11M |
|
|
MFL
3355
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.43M | ﹤0.01% |
182,796
-9,012
| -5% | -$120K |
|
|
AUY
3356
DELISTED
Yamana Gold, Inc.
AUY
| $2.43M | ﹤0.01% |
614,118
+499,247
| +435% | +$1.75M |
|
3357
First American
FAF
$7.58B
| $2.42M | ﹤0.01% |
41,573
+24,491
| +143% | +$1.5M |
|
3358
Kinross Gold
KGC
$32.8B
| $2.42M | ﹤0.01% |
511,668
+344,778
| +207% | +$1.56M |
|
|
WAIR
3359
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
| $2.42M | ﹤0.01% |
220,055
+196,841
| +848% | +$2.16M |
|
3360
GoPro
GPRO
$126M
| $2.42M | ﹤0.01% |
558,436
-67,647
| -11% | -$281K |
|
3361
Interparfums
IPAR
$3.94B
| $2.42M | ﹤0.01% |
33,262
+7,979
| +32% | +$581K |
|
3362
Onto Innovation
ONTO
$15.3B
| $2.42M | ﹤0.01% |
66,209
+47,718
| +258% | +$1.62M |
|
3363
Select Water Solutions
WTTR
$2.61B
| $2.42M | ﹤0.01% |
260,592
+204,428
| +364% | +$1.65M |
|
3364
Invesco Next Gen Media and Gaming ETF
GGME
$46.3M
| $2.42M | ﹤0.01% |
71,072
-756
| -1% | -$24.5K |
|
3365
CALL
Melco Resorts & Entertainment
MLCO
$2.14B
| $2.42M | ﹤0.01% |
100,000
| – | – |
|
|
3366
PUT
Melco Resorts & Entertainment
MLCO
$2.14B
| $2.42M | ﹤0.01% |
100,000
| – | – |
|
3367
ProShares Short 20+ Year Treasury ETF
TBF
$106M
| $2.42M | ﹤0.01% |
123,194
-26,038
| -17% | -$501K |
|
3368
Nutanix
NTNX
$16.9B
| $2.41M | ﹤0.01% |
77,096
-30,611
| -28% | -$904K |
|
3369
PUT
Northrop Grumman
NOC
$81.2B
| $2.41M | ﹤0.01% |
7,000
| – | – |
|
3370
Provident Financial Services
PFS
$3.19B
| $2.4M | ﹤0.01% |
97,509
+27,265
| +39% | +$673K |
|
|
BTA
3371
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $2.4M | ﹤0.01% |
188,199
+1,856
| +1% | +$23.7K |
|
3372
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
| $2.4M | ﹤0.01% |
67,139
+1,002
| +2% | +$34.5K |
|
3373
Perrigo
PRGO
$1.78B
| $2.4M | ﹤0.01% |
46,494
-29,062
| -38% | -$1.52M |
|
|
FCRD
3374
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $2.4M | ﹤0.01% |
380,473
-33,346
| -8% | -$225K |
|
3375
Archrock
AROC
$5.8B
| $2.4M | ﹤0.01% |
238,853
+69,550
| +41% | +$648K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.