UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3351
iShares MSCI Global Gold Miners ETF
RING
$2.56B
| $1.85M | ﹤0.01% |
86,019
+3,092
| +4% | +$69.1K |
|
|
INVX
3352
Innovex International
INVX
$1.97B
| $1.85M | ﹤0.01% |
36,875
+13,034
| +55% | +$636K |
|
|
CLDT
3353
Chatham Lodging
CLDT
$586M
| $1.85M | ﹤0.01% |
101,888
+20,759
| +26% | +$369K |
|
3354
PUT
Caesars Entertainment
CZR
$6.14B
| $1.85M | ﹤0.01% |
+46,300
| New | +$1.97M |
|
3355
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
| $1.84M | ﹤0.01% |
38,451
-101,902
| -73% | -$4.81M |
|
|
ATRI
3356
DELISTED
Atrion Corp
ATRI
| $1.84M | ﹤0.01% |
2,363
+519
| +28% | +$403K |
|
3357
iShares MSCI South Africa ETF
EZA
$592M
| $1.84M | ﹤0.01% |
38,763
-33,425
| -46% | -$1.69M |
|
|
ETO
3358
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
| $1.84M | ﹤0.01% |
72,562
-3,338
| -4% | -$83.7K |
|
|
SPWR
3359
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.84M | ﹤0.01% |
255,739
+1,668
| +0.7% | +$13.8K |
|
3360
Kratos Defense & Security Solutions
KTOS
$11.4B
| $1.83M | ﹤0.01% |
98,554
-36,328
| -27% | -$762K |
|
3361
Vanguard Total Corporate Bond ETF
VTC
$1.72B
| $1.83M | ﹤0.01% |
20,717
+3,466
| +20% | +$304K |
|
3362
Hubbell
HUBB
$27.2B
| $1.83M | ﹤0.01% |
13,937
-2,691
| -16% | -$347K |
|
|
GWB
3363
DELISTED
Great Western Bancorp, Inc.
GWB
| $1.83M | ﹤0.01% |
55,508
+36,182
| +187% | +$1.17M |
|
3364
Kinsale Capital Group
KNSL
$8.51B
| $1.83M | ﹤0.01% |
17,721
+11,690
| +194% | +$1.12M |
|
3365
Agios Pharmaceuticals
AGIO
$1.93B
| $1.83M | ﹤0.01% |
56,438
+50,819
| +904% | +$2.1M |
|
3366
Old National Bancorp
ONB
$10.2B
| $1.83M | ﹤0.01% |
106,323
+67,120
| +171% | +$1.15M |
|
|
EVBG
3367
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $1.83M | ﹤0.01% |
29,640
+23,511
| +384% | +$1.99M |
|
3368
Newmark Group
NMRK
$2.63B
| $1.83M | ﹤0.01% |
201,808
+59,671
| +42% | +$554K |
|
3369
Watsco Inc
WSO
$13.6B
| $1.83M | ﹤0.01% |
10,806
-491
| -4% | -$79.6K |
|
3370
Invesco China Technology ETF
CQQQ
$3.22B
| $1.83M | ﹤0.01% |
39,932
-80,992
| -67% | -$3.67M |
|
|
RP
3371
DELISTED
RealPage, Inc.
RP
| $1.83M | ﹤0.01% |
29,037
+7,090
| +32% | +$444K |
|
3372
Morningstar
MORN
$7.53B
| $1.82M | ﹤0.01% |
12,473
-1,238
| -9% | -$191K |
|
|
MINI
3373
DELISTED
Mobile Mini Inc
MINI
| $1.82M | ﹤0.01% |
49,347
+34,577
| +234% | +$1.13M |
|
|
CJ
3374
DELISTED
C&J Energy Services, Inc.
CJ
| $1.82M | ﹤0.01% |
169,352
+100,100
| +145% | +$1.04M |
|
3375
PUT
Amplify Alternative Harvest ETF
MJ
$105M
| $1.82M | ﹤0.01% |
+7,292
| New | +$2.35M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.