UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ABCM
3326
PUT
DELISTED
Abcam PLC
ABCM
| $2.26M | ﹤0.01% |
+100,000
| New | +$2.3M |
|
3327
Kymera Therapeutics
KYMR
$8.96B
| $2.26M | ﹤0.01% |
162,759
-77,957
| -32% | -$1.57M |
|
3328
Itron
ITRI
$4.54B
| $2.26M | ﹤0.01% |
37,245
-34,639
| -48% | -$2.38M |
|
|
AL
3329
DELISTED
Air Lease Corp
AL
| $2.25M | ﹤0.01% |
57,186
-26,527
| -32% | -$1.09M |
|
3330
CALL
Guidewire Software
GWRE
$14.5B
| $2.25M | ﹤0.01% |
25,000
| – | – |
|
|
3331
PUT
Guidewire Software
GWRE
$14.5B
| $2.25M | ﹤0.01% |
25,000
| – | – |
|
3332
ICU Medical
ICUI
$4.55B
| $2.25M | ﹤0.01% |
18,864
+13,341
| +242% | +$1.99M |
|
3333
Applied Industrial Technologies
AIT
$13.2B
| $2.24M | ﹤0.01% |
14,493
-19,320
| -57% | -$2.9M |
|
|
SNV
3334
DELISTED
Synovus
SNV
| $2.24M | ﹤0.01% |
80,578
+74,055
| +1,135% | +$2.32M |
|
3335
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.35B
| $2.24M | ﹤0.01% |
106,504
+1,293
| +1% | +$27.6K |
|
3336
AppFolio
APPF
$7.11B
| $2.23M | ﹤0.01% |
12,232
+318
| +3% | +$57.7K |
|
3337
Interactive Brokers
IBKR
$40.6B
| $2.23M | ﹤0.01% |
103,204
-163,004
| -61% | -$3.63M |
|
3338
Highwoods Properties
HIW
$3.42B
| $2.23M | ﹤0.01% |
108,352
-110,215
| -50% | -$2.62M |
|
3339
Invesco Trust Investment Grade Municipals
VGM
$565M
| $2.23M | ﹤0.01% |
262,632
-47,663
| -15% | -$447K |
|
3340
Thomson Reuters
TRI
$45.5B
| $2.23M | ﹤0.01% |
17,964
-62,033
| -78% | -$8.18M |
|
|
CYBR
3341
CALL
DELISTED
CyberArk
CYBR
| $2.23M | ﹤0.01% |
+13,600
| New | +$2.18M |
|
|
JHG
3342
DELISTED
Janus Henderson
JHG
| $2.23M | ﹤0.01% |
86,179
+58,122
| +207% | +$1.59M |
|
3343
ProShares UltraPro QQQ
TQQQ
$36.8B
| $2.22M | ﹤0.01% |
+124,914
| New | +$2.53M |
|
|
MIN
3344
Aberdeen Intermediate Income Fund
MIN
$279M
| $2.22M | ﹤0.01% |
829,117
-33,670
| -4% | -$91.7K |
|
3345
B2Gold
BTG
$6.71B
| $2.22M | ﹤0.01% |
766,977
-42,283
| -5% | -$138K |
|
|
CHY
3346
Calamos Convertible and High Income Fund
CHY
$1.07B
| $2.21M | ﹤0.01% |
198,411
-3,719
| -2% | -$41.9K |
|
3347
Nu Holdings
NU
$64.8B
| $2.21M | ﹤0.01% |
305,285
+14,530
| +5% | +$109K |
|
3348
iShares iBonds Dec 2031 Term Treasury ETF
IBTL
$654M
| $2.21M | ﹤0.01% |
113,045
+1,796
| +2% | +$36.1K |
|
|
FCT
3349
First Trust Senior Floating Rate Income Fund II
FCT
| $2.21M | ﹤0.01% |
220,635
+4,384
| +2% | +$43.9K |
|
3350
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$1,000M
| $2.2M | ﹤0.01% |
116,596
-413
| -0.4% | -$7.97K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.