UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3326
monday.com
MNDY
$3.75B
| $2.67M | ﹤0.01% |
8,182
+4,766
| +140% | +$1.4M |
|
|
HGEN
3327
DELISTED
HUMANIGEN, INC.
HGEN
| $2.67M | ﹤0.01% |
449,723
+435,197
| +2,996% | +$6.11M |
|
3328
PUT
TJX Companies
TJX
$175B
| $2.67M | ﹤0.01% |
40,400
+40,000
| +10,000% | +$2.79M |
|
3329
Artivion
AORT
$1.28B
| $2.66M | ﹤0.01% |
119,459
-7,096
| -6% | -$183K |
|
3330
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
| $2.66M | ﹤0.01% |
63,578
-215
| -0.3% | -$9.29K |
|
|
BDSI
3331
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $2.66M | ﹤0.01% |
736,051
-220,468
| -23% | -$832K |
|
3332
Heron Therapeutics
HRTX
$63.4M
| $2.65M | ﹤0.01% |
248,108
+239,993
| +2,957% | +$2.92M |
|
|
MFL
3333
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $2.65M | ﹤0.01% |
182,330
+1,043
| +0.6% | +$15.6K |
|
|
JWN
3334
CALL
DELISTED
Nordstrom
JWN
| $2.65M | ﹤0.01% |
100,000
-315,800
| -76% | -$10.1M |
|
3335
Caleres
CAL
$486M
| $2.64M | ﹤0.01% |
118,748
+627
| +0.5% | +$15.1K |
|
3336
Genius Sports
GENI
$2.1B
| $2.63M | ﹤0.01% |
141,105
+127,481
| +936% | +$2.33M |
|
3337
PUT
Nokia
NOK
$51B
| $2.62M | ﹤0.01% |
481,500
| – | – |
|
|
SAND
3338
DELISTED
Sandstorm Gold
SAND
| $2.62M | ﹤0.01% |
453,981
+187,097
| +70% | +$1.29M |
|
3339
Brookfield Renewable
BEPC
$6.17B
| $2.61M | ﹤0.01% |
67,344
+1,554
| +2% | +$65.1K |
|
|
SGMO
3340
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $2.61M | ﹤0.01% |
289,855
+174,571
| +151% | +$1.73M |
|
3341
Clarus
CLAR
$145M
| $2.61M | ﹤0.01% |
101,854
+88,362
| +655% | +$2.44M |
|
3342
CVR Partners
UAN
$1.24B
| $2.61M | ﹤0.01% |
37,457
-180,898
| -83% | -$10.9M |
|
3343
Pathward Financial
CASH
$1.81B
| $2.6M | ﹤0.01% |
49,648
-12,278
| -20% | -$611K |
|
3344
Procore
PCOR
$8.84B
| $2.6M | ﹤0.01% |
29,156
+28,451
| +4,036% | +$2.68M |
|
3345
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64.3M
| $2.6M | ﹤0.01% |
56,313
-121
| -0.2% | -$5.8K |
|
3346
Coca-Cola Femsa
KOF
$22.9B
| $2.6M | ﹤0.01% |
46,227
+82
| +0.2% | +$4.59K |
|
|
PPL
3347
CALL
PPL Corp
PPL
$26.3B
| $2.6M | ﹤0.01% |
+93,300
| New | +$2.69M |
|
|
JHS
3348
John Hancock Income Securities Trust
JHS
$127M
| $2.6M | ﹤0.01% |
163,743
+124
| +0.1% | +$1.98K |
|
3349
CALL
Gogo Inc
GOGO
$432M
| $2.6M | ﹤0.01% |
150,000
| – | – |
|
3350
Global Net Lease
GNL
$1.95B
| $2.59M | ﹤0.01% |
161,795
+65,551
| +68% | +$1.15M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.