UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3301
KraneShares MSCI All China Health Care Index ETF
KURE
$108M
| $3.18M | ﹤0.01% |
110,758
-3,159
| -3% | -$109K |
|
|
HIMX
3302
Himax Technologies
HIMX
$2.57B
| $3.18M | ﹤0.01% |
198,762
-41,892
| -17% | -$459K |
|
3303
Artivion
AORT
$1.28B
| $3.18M | ﹤0.01% |
156,115
+36,656
| +31% | +$739K |
|
3304
SiTime
SITM
$20.7B
| $3.18M | ﹤0.01% |
10,859
+9,364
| +626% | +$2.45M |
|
|
CFLT
3305
PUT
DELISTED
Confluent
CFLT
| $3.17M | ﹤0.01% |
+41,600
| New | +$3M |
|
|
AGNT
3306
AGNT Inc
AGNT
$715M
| $3.17M | ﹤0.01% |
94,025
-854,818
| -90% | -$35.2M |
|
3307
Genius Sports
GENI
$2.1B
| $3.17M | ﹤0.01% |
416,622
+275,517
| +195% | +$3.71M |
|
3308
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
| $3.16M | ﹤0.01% |
113,346
+6,803
| +6% | +$189K |
|
|
AGEN
3309
Agenus
AGEN
$315M
| $3.15M | ﹤0.01% |
49,930
+43,721
| +704% | +$3.45M |
|
3310
PUT
Wheaton Precious Metals
WPM
$60.6B
| $3.15M | ﹤0.01% |
73,400
+23,400
| +47% | +$964K |
|
3311
CALL
Estee Lauder
EL
$31.5B
| $3.15M | ﹤0.01% |
8,500
| – | – |
|
3312
3D Systems Corp
DDD
$611M
| $3.14M | ﹤0.01% |
145,869
+55,724
| +62% | +$1.41M |
|
3313
Global X Social Media ETF
SOCL
$93.6M
| $3.14M | ﹤0.01% |
58,238
-15,064
| -21% | -$890K |
|
3314
Dimensional US Targeted Value ETF
DFAT
$14.7B
| $3.13M | ﹤0.01% |
65,873
+16,005
| +32% | +$752K |
|
3315
XP
XP
$8.37B
| $3.13M | ﹤0.01% |
108,855
-507
| -0.5% | -$16.5K |
|
|
TWOU
3316
DELISTED
2U Inc
TWOU
| $3.12M | ﹤0.01% |
5,189
+4,458
| +610% | +$3.55M |
|
3317
Kulicke & Soffa
KLIC
$4.53B
| $3.12M | ﹤0.01% |
51,555
+23,848
| +86% | +$1.36M |
|
3318
FLEX LNG
FLNG
$1.64B
| $3.12M | ﹤0.01% |
132,786
+19,915
| +18% | +$417K |
|
3319
PUT
Gen Digital
GEN
$17.5B
| $3.12M | ﹤0.01% |
120,000
| – | – |
|
3320
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
| $3.12M | ﹤0.01% |
319,142
+4,515
| +1% | +$43.7K |
|
|
ARI
3321
Apollo Commercial Real Estate
ARI
$871M
| $3.11M | ﹤0.01% |
236,664
+69,791
| +42% | +$1.01M |
|
|
EFR
3322
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
| $3.11M | ﹤0.01% |
210,510
-40,629
| -16% | -$608K |
|
|
QVCGA
3323
DELISTED
QVC Group Inc Series A
QVCGA
| $3.11M | ﹤0.01% |
8,174
-242
| -3% | -$109K |
|
|
RAD
3324
DELISTED
Rite Aid Corporation
RAD
| $3.1M | ﹤0.01% |
210,877
-33,155
| -14% | -$447K |
|
3325
Clarus
CLAR
$145M
| $3.1M | ﹤0.01% |
111,634
+9,780
| +10% | +$270K |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.