UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3301
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
| $2.72M | ﹤0.01% |
152,595
+4,827
| +3% | +$87.9K |
|
|
SCS
3302
DELISTED
Steelcase
SCS
| $2.72M | ﹤0.01% |
214,756
+109,637
| +104% | +$1.51M |
|
|
MCI
3303
Barings Corporate Investors
MCI
$341M
| $2.72M | ﹤0.01% |
174,984
-41,153
| -19% | -$633K |
|
3304
CareDx
CDNA
$2.44B
| $2.72M | ﹤0.01% |
42,889
+33,704
| +367% | +$2.57M |
|
3305
ImmunityBio
IBRX
$7.94B
| $2.71M | ﹤0.01% |
278,699
+251,520
| +925% | +$2.77M |
|
3306
CALL
Ollie's Bargain Outlet
OLLI
$4.8B
| $2.71M | ﹤0.01% |
45,000
+35,000
| +350% | +$2.83M |
|
3307
Tower Semiconductor
TSEM
$28.5B
| $2.71M | ﹤0.01% |
90,722
+79,879
| +737% | +$2.3M |
|
|
DCT
3308
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
| $2.71M | ﹤0.01% |
61,334
+60,782
| +11,011% | +$2.75M |
|
3309
Forestar Group
FOR
$1.46B
| $2.71M | ﹤0.01% |
145,324
-5,883
| -4% | -$119K |
|
|
HYI
3310
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
| $2.71M | ﹤0.01% |
169,924
+34,399
| +25% | +$541K |
|
|
KSU
3311
CALL
DELISTED
Kansas City Southern
KSU
| $2.71M | ﹤0.01% |
10,000
| – | – |
|
|
KSU
3312
PUT
DELISTED
Kansas City Southern
KSU
| $2.71M | ﹤0.01% |
10,000
| – | – |
|
3313
TG Therapeutics
TGTX
$7.52B
| $2.71M | ﹤0.01% |
81,291
+74,994
| +1,191% | +$2.32M |
|
3314
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
| $2.7M | ﹤0.01% |
105,132
-2,258
| -2% | -$55.5K |
|
|
RAVN
3315
DELISTED
Raven Industries Inc
RAVN
| $2.7M | ﹤0.01% |
46,881
-25,087
| -35% | -$1.45M |
|
3316
Diodes
DIOD
$4.65B
| $2.7M | ﹤0.01% |
29,786
+11,953
| +67% | +$1.04M |
|
3317
Nuveen New York Municipal Value Fund
NNY
$156M
| $2.7M | ﹤0.01% |
269,085
-4,696
| -2% | -$47.5K |
|
|
FLNA
3318
PUT
Filana Therapeutics
FLNA
$48.2M
| $2.69M | ﹤0.01% |
+43,400
| New | +$3.62M |
|
|
TTM
3319
DELISTED
Tata Motors Limited
TTM
| $2.69M | ﹤0.01% |
120,141
+57,616
| +92% | +$1.17M |
|
3320
Coinbase
COIN
$39.2B
| $2.69M | ﹤0.01% |
11,814
-610
| -5% | -$150K |
|
3321
Avista
AVA
$3.2B
| $2.68M | ﹤0.01% |
68,524
-1,340
| -2% | -$56.1K |
|
|
PFN
3322
PIMCO Income Strategy Fund II
PFN
$707M
| $2.68M | ﹤0.01% |
264,371
+30,607
| +13% | +$332K |
|
3323
CALL
Elanco Animal Health
ELAN
$11.1B
| $2.68M | ﹤0.01% |
83,996
-43,010
| -34% | -$1.44M |
|
3324
Nuveen Real Asset Income & Growth Fund
JRI
$352M
| $2.68M | ﹤0.01% |
175,597
+16,554
| +10% | +$264K |
|
|
GOOS
3325
PUT
Canada Goose Holdings
GOOS
$849M
| $2.67M | ﹤0.01% |
75,000
| – | – |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.