UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3301
CALL
Melco Resorts & Entertainment
MLCO
$2.14B
| $1.94M | ﹤0.01% |
100,000
| – | – |
|
|
3302
PUT
Melco Resorts & Entertainment
MLCO
$2.14B
| $1.94M | ﹤0.01% |
100,000
| – | – |
|
3303
First Trust S&P REIT Index Fund
FRI
$196M
| $1.94M | ﹤0.01% |
72,891
-9,327
| -11% | -$241K |
|
|
PMM
3304
Franklin Managed Municipal Income Trust
PMM
$273M
| $1.94M | ﹤0.01% |
247,606
-34,440
| -12% | -$272K |
|
3305
Aaon
AAON
$7.77B
| $1.94M | ﹤0.01% |
63,236
+18,485
| +41% | +$597K |
|
3306
Dana Inc
DAN
$3.06B
| $1.94M | ﹤0.01% |
118,528
+87,997
| +288% | +$1.37M |
|
3307
Dynatrace
DT
$14.2B
| $1.93M | ﹤0.01% |
+103,582
| New | +$2.35M |
|
3308
Schneider National
SNDR
$6.25B
| $1.93M | ﹤0.01% |
89,046
-14,276
| -14% | -$281K |
|
|
DCPH
3309
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
| $1.93M | ﹤0.01% |
56,929
+46,172
| +429% | +$1.37M |
|
3310
Varonis Systems
VRNS
$5B
| $1.93M | ﹤0.01% |
96,948
+45,081
| +87% | +$1M |
|
|
AFT
3311
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $1.93M | ﹤0.01% |
130,169
+28,489
| +28% | +$423K |
|
3312
Mattel
MAT
$4.23B
| $1.93M | ﹤0.01% |
169,085
+44,171
| +35% | +$505K |
|
|
ABDC
3313
DELISTED
Alcentra Capital Corp
ABDC
| $1.92M | ﹤0.01% |
215,941
-5,343
| -2% | -$46.1K |
|
3314
California Water Service
CWT
$3.12B
| $1.92M | ﹤0.01% |
36,213
-4,848
| -12% | -$260K |
|
3315
BlackRock Health Sciences Trust
BME
$570M
| $1.92M | ﹤0.01% |
50,091
+4,493
| +10% | +$173K |
|
3316
Sunrun
RUN
$2.46B
| $1.91M | ﹤0.01% |
114,590
-48,767
| -30% | -$851K |
|
3317
Televisa
TV
$1.49B
| $1.91M | ﹤0.01% |
195,647
+81,515
| +71% | +$737K |
|
|
PKO
3318
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.91M | ﹤0.01% |
71,881
+1,814
| +3% | +$48.7K |
|
3319
Skywest
SKYW
$4.34B
| $1.91M | ﹤0.01% |
33,313
+24,027
| +259% | +$1.41M |
|
3320
PBF Energy
PBF
$7.31B
| $1.91M | ﹤0.01% |
70,279
-146,205
| -68% | -$3.73M |
|
3321
Progress Software
PRGS
$1.76B
| $1.91M | ﹤0.01% |
50,212
+22,942
| +84% | +$921K |
|
3322
Flowserve
FLS
$10.2B
| $1.91M | ﹤0.01% |
40,776
-8,333
| -17% | -$393K |
|
3323
PUT
Blackstone Mortgage Trust
BXMT
$2.38B
| – | – |
-53,100
| Closed | -$1.89M |
|
3324
Tootsie Roll Industries
TR
$2.98B
| $1.9M | ﹤0.01% |
63,027
+12,708
| +25% | +$383K |
|
3325
WesBanco
WSBC
$4B
| $1.9M | ﹤0.01% |
50,863
+33,835
| +199% | +$1.23M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.