UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3301
Safe Bulkers
SB
$789M
| $1.59M | ﹤0.01% |
578,730
+486,430
| +527% | +$1.39M |
|
3302
CALL
Trip.com Group
TCOM
$29.5B
| $1.58M | ﹤0.01% |
30,000
| – | – |
|
3303
First Horizon
FHN
$12.4B
| $1.58M | ﹤0.01% |
82,548
-6,482
| -7% | -$114K |
|
3304
CALL
Cemex
CX
$16.9B
| $1.58M | ﹤0.01% |
+174,000
| New | +$1.65M |
|
3305
State Street SPDR S&P Software & Services ETF
XSW
$471M
| $1.58M | ﹤0.01% |
23,983
-22,575
| -48% | -$1.44M |
|
|
DOOR
3306
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $1.58M | ﹤0.01% |
22,770
+22,372
| +5,621% | +$1.54M |
|
3307
iShares MSCI Malaysia ETF
EWM
$327M
| $1.57M | ﹤0.01% |
48,538
-328
| -0.7% | -$10.5K |
|
3308
LG Display
LPL
$3.23B
| $1.57M | ﹤0.01% |
117,069
-45,728
| -28% | -$656K |
|
3309
CEMIG Preferred Shares
CIG
$6.18B
| $1.57M | ﹤0.01% |
1,242,387
-622,913
| -33% | -$849K |
|
3310
Koppers
KOP
$971M
| $1.57M | ﹤0.01% |
33,955
+5,003
| +17% | +$194K |
|
3311
Globus Medical
GMED
$11B
| $1.56M | ﹤0.01% |
52,642
-20,523
| -28% | -$627K |
|
|
BKN
3312
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $1.56M | ﹤0.01% |
104,390
+9,900
| +10% | +$151K |
|
3313
BlackRock MuniHoldings Fund
MHD
$603M
| $1.56M | ﹤0.01% |
90,010
-14,226
| -14% | -$253K |
|
3314
PUT
Eastman Chemical
EMN
$8.22B
| $1.56M | ﹤0.01% |
+17,200
| New | +$1.46M |
|
3315
CALL
Adient
ADNT
$1.62B
| $1.55M | ﹤0.01% |
+18,500
| New | +$1.31M |
|
3316
EnerSys
ENS
$7.05B
| $1.55M | ﹤0.01% |
22,452
-4,154
| -16% | -$284K |
|
3317
Nuveen New York Municipal Value Fund
NNY
$156M
| $1.55M | ﹤0.01% |
151,973
-24,162
| -14% | -$246K |
|
|
BOBE
3318
CALL
DELISTED
Bob Evans Farms, Inc.
BOBE
| $1.55M | ﹤0.01% |
+20,000
| New | +$1.38M |
|
3319
Turkcell
TKC
$4.9B
| $1.55M | ﹤0.01% |
175,621
+2,354
| +1% | +$21.1K |
|
|
ODP
3320
DELISTED
ODP
ODP
| $1.54M | ﹤0.01% |
34,008
+19,837
| +140% | +$980K |
|
3321
iShares Asia 50 ETF
AIA
$4.76B
| $1.54M | ﹤0.01% |
25,099
+845
| +3% | +$50.9K |
|
3322
AdvanSix
ASIX
$534M
| $1.53M | ﹤0.01% |
38,513
+5,919
| +18% | +$201K |
|
|
MAV
3323
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
| $1.53M | ﹤0.01% |
132,593
-76,628
| -37% | -$889K |
|
3324
The Greenbrier Companies
GBX
$1.54B
| $1.53M | ﹤0.01% |
31,780
+5,763
| +22% | +$256K |
|
3325
Park National Corp
PRK
$3.75B
| $1.53M | ﹤0.01% |
14,171
+1,622
| +13% | +$162K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.